| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 250,236 | 2,980,000 | 38.78% | ||
| 2 | UBS Group AG | 106,917 | 1,276,000 | 16.61% | ||
| 3 | Invesco Ltd. | 65,424 | 780,000 | 10.15% | ||
| 4 | Horizon Kinetics LLC | 56,232 | 671,000 | 8.73% | ||
| 5 | MORGAN STANLEY | 48,599 | 580,000 | 7.55% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 20,397 | 243,000 | 3.16% | ||
| 7 | Commonwealth Equity Services, Inc | 20,240 | 241,000 | 3.14% | ||
| 8 | DEUTSCHE BANK AG\ | 19,000 | 226,000 | 2.94% | ||
| 9 | CREDIT SUISSE AG/ | 15,500 | 185,000 | 2.41% | ||
| 10 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 14,499 | 173,000 | 2.25% | ||
| 11 | WELLS FARGO & COMPANY/MN | 12,206 | 146,000 | 1.90% | ||
| 12 | ROYAL BANK OF CANADA | 11,750 | 140,000 | 1.82% | ||
| 13 | MSI Financial Services Inc | 1,411 | 17,000 | 0.22% | ||
| 14 | Creative Planning | 1,120 | 13,000 | 0.17% | ||
| 15 | Focused Wealth Management, Inc | 1,050 | 13,000 | 0.17% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
