| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 245,621 | 3,262,000 | 36.40% | ||
| 2 | UBS Group AG | 155,109 | 2,060,000 | 22.98% | ||
| 3 | Invesco Ltd. | 98,788 | 1,312,000 | 14.64% | ||
| 4 | Horizon Kinetics LLC | 56,919 | 756,000 | 8.44% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 20,398 | 271,000 | 3.02% | ||
| 6 | Commonwealth Equity Services, Inc | 20,240 | 269,000 | 3.00% | ||
| 7 | Curi Capital, LLC | 15,703 | 209,000 | 2.33% | ||
| 8 | CREDIT SUISSE AG/ | 15,500 | 206,000 | 2.30% | ||
| 9 | DOLIVER ADVISORS, LP | 12,364 | 164,000 | 1.83% | ||
| 10 | ROYAL BANK OF CANADA | 11,750 | 156,000 | 1.74% | ||
| 11 | WELLS FARGO & COMPANY/MN | 7,096 | 94,000 | 1.05% | ||
| 12 | MORGAN STANLEY | 6,047 | 80,000 | 0.89% | ||
| 13 | DEUTSCHE BANK AG\ | 5,000 | 66,000 | 0.74% | ||
| 14 | MSI Financial Services Inc | 1,411 | 19,000 | 0.21% | ||
| 15 | Creative Planning | 1,120 | 15,000 | 0.17% | ||
| 16 | Focused Wealth Management, Inc | 1,050 | 14,000 | 0.16% | ||
| 17 | Winslow, Evans & Crocker, Inc. | 500 | 6,640 | 0.07% | ||
| 18 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.03% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
