| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 190,140 | 2,233,000 | 34.15% | ||
| 2 | Horizon Kinetics LLC | 107,976 | 1,268,000 | 19.39% | ||
| 3 | Invesco Ltd. | 96,700 | 1,135,000 | 17.36% | ||
| 4 | UBS AG | 58,136 | 683,000 | 10.45% | ||
| 5 | GOLDMAN SACHS GROUP INC | 21,100 | 248,000 | 3.79% | ||
| 6 | Commonwealth Equity Services, Inc | 20,240 | 238,000 | 3.64% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 19,184 | 225,000 | 3.44% | ||
| 8 | CREDIT SUISSE AG/ | 15,500 | 182,000 | 2.78% | ||
| 9 | WELLS FARGO & COMPANY/MN | 12,044 | 141,000 | 2.16% | ||
| 10 | MORGAN STANLEY | 8,438 | 99,000 | 1.51% | ||
| 11 | ROYAL BANK OF CANADA | 4,690 | 55,000 | 0.84% | ||
| 12 | Creative Planning | 1,100 | 13,000 | 0.20% | ||
| 13 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.18% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 536 | 6,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
