| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 171,839 | 2,007,000 | 29.78% | ||
| 2 | UBS Group AG | 106,510 | 1,247,000 | 18.50% | ||
| 3 | Invesco Ltd. | 97,085 | 1,137,000 | 16.87% | ||
| 4 | Horizon Kinetics LLC | 80,070 | 938,000 | 13.92% | ||
| 5 | Commonwealth Equity Services, Inc | 21,240 | 249,000 | 3.69% | ||
| 6 | GOLDMAN SACHS GROUP INC | 21,100 | 247,000 | 3.66% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 19,835 | 232,000 | 3.44% | ||
| 8 | CREDIT SUISSE AG/ | 15,695 | 184,000 | 2.73% | ||
| 9 | WELLS FARGO & COMPANY/MN | 11,745 | 138,000 | 2.05% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 8,150 | 95,000 | 1.41% | ||
| 11 | MORGAN STANLEY | 7,763 | 91,000 | 1.35% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 6,300 | 74,000 | 1.10% | ||
| 13 | ROYAL BANK OF CANADA | 3,000 | 35,000 | 0.52% | ||
| 14 | CITIGROUP INC | 2,529 | 30,000 | 0.45% | ||
| 15 | GUPTA WEALTH MANAGEMENT LLC | 1,120 | 13,000 | 0.19% | ||
| 16 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.18% | ||
| 17 | Catalyst Capital Advisors LLC | 900 | 11,000 | 0.16% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
