| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 166,550 | 1,857,000 | 32.62% | ||
| 2 | UBS Group AG | 99,785 | 1,113,000 | 19.55% | ||
| 3 | Invesco Ltd. | 93,924 | 1,047,000 | 18.39% | ||
| 4 | Horizon Kinetics LLC | 67,470 | 752,000 | 13.21% | ||
| 5 | Commonwealth Equity Services, Inc | 22,240 | 248,000 | 4.36% | ||
| 6 | CREDIT SUISSE AG/ | 15,500 | 173,000 | 3.04% | ||
| 7 | WELLS FARGO & COMPANY/MN | 15,283 | 170,000 | 2.99% | ||
| 8 | ROYAL BANK OF CANADA | 11,750 | 131,000 | 2.30% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 8,150 | 91,000 | 1.60% | ||
| 10 | MORGAN STANLEY | 7,763 | 86,000 | 1.51% | ||
| 11 | GUPTA WEALTH MANAGEMENT LLC | 1,120 | 12,000 | 0.21% | ||
| 12 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.21% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
