| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 183,164 | 2,123,000 | 34.16% | ||
| 2 | UBS Group AG | 121,374 | 1,407,000 | 22.64% | ||
| 3 | Invesco Ltd. | 83,331 | 966,000 | 15.55% | ||
| 4 | Horizon Kinetics LLC | 58,668 | 680,000 | 10.94% | ||
| 5 | Commonwealth Equity Services, Inc | 20,240 | 235,000 | 3.78% | ||
| 6 | CREDIT SUISSE AG/ | 15,500 | 180,000 | 2.90% | ||
| 7 | WELLS FARGO & COMPANY/MN | 15,282 | 177,000 | 2.85% | ||
| 8 | ROYAL BANK OF CANADA | 11,750 | 136,000 | 2.19% | ||
| 9 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,688 | 101,000 | 1.63% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 8,150 | 94,000 | 1.51% | ||
| 11 | MORGAN STANLEY | 7,763 | 90,000 | 1.45% | ||
| 12 | GUPTA WEALTH MANAGEMENT LLC | 1,120 | 13,000 | 0.21% | ||
| 13 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.19% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
