| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 39 | 1,000 | 0.01% | ||
| 3 | Focused Wealth Management, Inc | 1,050 | 15,000 | 0.16% | ||
| 4 | MSI Financial Services Inc | 1,411 | 20,000 | 0.21% | ||
| 5 | DEUTSCHE BANK AG\ | 5,000 | 70,000 | 0.73% | ||
| 6 | MORGAN STANLEY | 6,047 | 86,000 | 0.90% | ||
| 7 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,688 | 123,000 | 1.28% | ||
| 8 | ROYAL BANK OF CANADA | 11,750 | 166,000 | 1.73% | ||
| 9 | CREDIT SUISSE AG/ | 15,500 | 219,000 | 2.28% | ||
| 10 | Commonwealth Equity Services, Inc | 20,240 | 286,000 | 2.98% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 20,398 | 288,000 | 3.00% | ||
| 12 | CETERA INVESTMENT ADVISERS | 25,901 | 366,000 | 3.81% | ||
| 13 | Horizon Kinetics LLC | 57,419 | 812,000 | 8.46% | ||
| 14 | Invesco Ltd. | 127,864 | 1,808,000 | 18.84% | ||
| 15 | UBS Group AG | 161,403 | 2,282,000 | 23.78% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 215,623 | 3,055,000 | 31.83% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
