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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $98,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Burt Wealth Advisors 50 2,000 0.00%
3 Advisory Services Network, LLC 63 5,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 70 6,000 0.01%
5 WFG Advisors, LP 87 8,000 0.01%
6 CITIGROUP INC 100 9,000 0.01%
7 FIRST MANHATTAN CO. LLC. 110 9,000 0.01%
8 Concert Wealth Management Inc. 100 9,000 0.01%
9 Vantage Investment Advisors, LLC 129 11,000 0.01%
10 US BANCORP \DE\ 141 12,000 0.01%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 150 13,000 0.01%
12 UBS Group AG 206 18,000 0.02%
13 Creative Planning 304 26,000 0.03%
14 Advisory Alpha, LLC 300 26,000 0.03%
15 IFP ADVISORS, INC 320 28,000 0.03%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 543 47,000 0.05%
17 Liberty Capital Management, Inc. 615 52,000 0.05%
18 Bison Wealth, LLC 2,323 202,000 0.21%
19 Hartford Financial Management Inc. 2,450 213,000 0.22%
20 ENVESTNET ASSET MANAGEMENT INC 2,568 223,000 0.23%
21 ROYAL BANK OF CANADA 2,699 234,000 0.24%
22 First Allied Advisory Services, Inc. 3,005 261,000 0.27%
23 LPL Financial LLC 3,435 291,000 0.30%
24 WEDBUSH SECURITIES INC 4,748 413,000 0.42%
25 CITADEL ADVISORS LLC 5,155 448,000 0.46%
26 Friedenthal Financial 6,796 591,000 0.60%
27 ADVISOR GROUP, INC. 7,921 689,000 0.70%
28 WELLS FARGO & COMPANY/MN 11,053 961,000 0.98%
29 Courage Miller Partners, LLC 11,219 976,000 0.99%
30 JANE STREET GROUP, LLC 13,796 1,200,000 1.22%
31 Cambridge Investment Research Advisors, Inc. 14,176 1,233,000 1.25%
32 B. Riley Wealth Advisors, Inc. 14,962 1,302,000 1.32%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,880 1,382,000 1.41%
34 ProVise Management Group, LLC 19,368 1,684,000 1.71%
35 MORGAN STANLEY 19,371 1,684,000 1.71%
36 GOLDMAN SACHS GROUP INC 20,219 1,758,000 1.79%
37 SG Americas Securities, LLC 24,715 2,149,000 2.19%
38 BANK OF AMERICA CORP /DE/ 26,313 2,288,000 2.33%
39 AMERIPRISE FINANCIAL INC 46,938 4,082,000 4.15%
40 FRONTIER INVESTMENT MGMT CO 84,838 73,783,000 75.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.