| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 388,557 | 7,230,000 | 38.69% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 179,295 | 3,337,000 | 17.86% | ||
| 3 | UBS AG | 163,838 | 3,049,000 | 16.32% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 54,805 | 1,020,000 | 5.46% | ||
| 5 | Private Harbour Investment Management & Counsel, LLC | 52,200 | 972,000 | 5.20% | ||
| 6 | Invesco Ltd. | 45,069 | 839,000 | 4.49% | PRN | |
| 7 | Court Place Advisors, LLC | 21,200 | 395,000 | 2.11% | ||
| 8 | LPL Financial LLC | 21,161 | 394,000 | 2.11% | ||
| 9 | WEDBUSH SECURITIES INC | 19,180 | 357,000 | 1.91% | ||
| 10 | Shaker Financial Services, LLC | 14,286 | 266,000 | 1.42% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 12,164 | 226,000 | 1.21% | ||
| 12 | DAVENPORT & Co LLC | 12,050 | 224,251 | 1.20% | ||
| 13 | ROYAL BANK OF CANADA | 11,900 | 221,000 | 1.18% | ||
| 14 | WELLS FARGO & COMPANY/MN | 5,001 | 93,000 | 0.50% | ||
| 15 | CITIGROUP INC | 1,519 | 28,000 | 0.15% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 959 | 18,000 | 0.10% | ||
| 17 | WASHINGTON TRUST BANK | 306 | 6,000 | 0.03% | ||
| 18 | AMERIPRISE FINANCIAL INC | 200 | 4,000 | 0.02% | ||
| 19 | Tower Research Capital LLC (TRC) | 189 | 4,000 | 0.02% | ||
| 20 | Creative Planning | 204 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
