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STONE HBR EMERG MKTS TL INC
STONE HBR EMERG MKTS TL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 26 Institutional holders with a total value of $18,677,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 594,206 8,170,000 43.74%
2 MORGAN STANLEY 205,744 2,829,000 15.15%
3 GUGGENHEIM CAPITAL LLC 139,836 1,923,000 10.30%
4 Invesco Ltd. 132,103 1,816,000 9.72%
5 Gramercy Funds Management LLC 55,500 763,000 4.09%
6 Cambridge Investment Research Advisors, Inc. 43,100 593,000 3.18%
7 Private Advisor Group, LLC 30,450 429,000 2.30%
8 Private Harbour Investment Management & Counsel, LLC 21,800 300,000 1.61%
9 ROYAL BANK OF CANADA 19,728 271,000 1.45%
10 UBS Group AG 18,763 258,000 1.38%
11 Janney Montgomery Scott LLC 16,707 230,000 1.23%
12 Court Place Advisors, LLC 15,400 212,000 1.14%
13 FIRST TRUST ADVISORS LP 10,890 150,000 0.80%
14 Laurion Capital Management LP 10,910 150,000 0.80%
15 STIFEL FINANCIAL CORP 10,065 138,000 0.74%
16 BANK OF AMERICA CORP /DE/ 6,472 89,000 0.48%
17 IFP ADVISORS, INC 6,135 84,000 0.45%
18 ADVISOR GROUP, INC. 5,500 75,000 0.40%
19 Creative Planning 4,000 55,000 0.29%
20 SHARKEY, HOWES & JAVER 3,900 54,000 0.29%
21 CITIGROUP INC 2,999 41,000 0.22%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,164 30,000 0.16%
23 WELLS FARGO & COMPANY/MN 500 7,000 0.04%
24 Brick & Kyle, Associates 500 7,000 0.04%
25 Transamerica Financial Advisors, LLC 175 3,000 0.02%
26 WHITTIER TRUST CO 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.