| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 494,909 | 6,944,000 | 32.56% | ||
| 2 | MORGAN STANLEY | 325,417 | 4,566,000 | 21.41% | ||
| 3 | UBS Group AG | 129,789 | 1,821,000 | 8.54% | ||
| 4 | Invesco Ltd. | 123,474 | 1,732,000 | 8.12% | PRN | |
| 5 | RAYMOND JAMES & ASSOCIATES | 74,194 | 1,041,000 | 4.88% | ||
| 6 | LPL Financial LLC | 66,513 | 932,000 | 4.37% | ||
| 7 | Private Harbour Investment Management & Counsel, LLC | 54,650 | 767,000 | 3.60% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 33,549 | 471,000 | 2.21% | ||
| 9 | AQR ARBITRAGE LLC | 31,039 | 435,000 | 2.04% | ||
| 10 | CLOUGH CAPITAL PARTNERS L P | 30,800 | 432,000 | 2.03% | ||
| 11 | CITIGROUP INC | 23,551 | 330,000 | 1.55% | ||
| 12 | Court Place Advisors, LLC | 21,200 | 297,000 | 1.39% | ||
| 13 | DOLIVER ADVISORS, LP | 18,238 | 256,000 | 1.20% | ||
| 14 | ROYAL BANK OF CANADA | 17,067 | 240,000 | 1.13% | ||
| 15 | Shaker Financial Services, LLC | 13,776 | 193,000 | 0.91% | ||
| 16 | WEDBUSH SECURITIES INC | 13,719 | 192,000 | 0.90% | ||
| 17 | DAVENPORT & Co LLC | 11,900 | 166,957 | 0.78% | ||
| 18 | BB&T SECURITIES, LLC | 10,700 | 150,000 | 0.70% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 6,250 | 88,000 | 0.41% | ||
| 20 | WELLS FARGO & COMPANY/MN | 4,824 | 68,000 | 0.32% | ||
| 21 | PANAGORA ASSET MANAGEMENT INC | 4,649 | 65,000 | 0.30% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 3,797 | 53,000 | 0.25% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 2,164 | 30,000 | 0.14% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 28,060 | 0.13% | ||
| 25 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 14,000 | 0.07% | ||
| 26 | Evercore Wealth Management, LLC | 600 | 8,000 | 0.04% | ||
| 27 | WASHINGTON TRUST BANK | 306 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
