| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 471,574 | 7,192,000 | 33.79% | ||
| 2 | MORGAN STANLEY | 376,036 | 5,735,000 | 26.95% | ||
| 3 | Invesco Ltd. | 101,041 | 1,540,000 | 7.24% | PRN | |
| 4 | RAYMOND JAMES & ASSOCIATES | 56,650 | 864,000 | 4.06% | ||
| 5 | Private Harbour Investment Management & Counsel, LLC | 56,200 | 857,000 | 4.03% | ||
| 6 | DOLIVER ADVISORS, LP | 45,239 | 689,000 | 3.24% | ||
| 7 | UBS Group AG | 44,481 | 678,000 | 3.19% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 35,427 | 540,000 | 2.54% | ||
| 9 | SG Americas Securities, LLC | 31,909 | 487,000 | 2.29% | ||
| 10 | Virtu KCG Holdings LLC | 30,772 | 469,000 | 2.20% | ||
| 11 | Robert W. Baird & Co. Inc | 27,894 | 425,000 | 2.00% | ||
| 12 | Court Place Advisors, LLC | 21,200 | 323,000 | 1.52% | ||
| 13 | LPL Financial LLC | 17,931 | 273,000 | 1.28% | ||
| 14 | WEDBUSH SECURITIES INC | 17,679 | 270,000 | 1.27% | ||
| 15 | ROYAL BANK OF CANADA | 12,594 | 192,000 | 0.90% | ||
| 16 | DAVENPORT & Co LLC | 11,900 | 181,475 | 0.85% | ||
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 10,952 | 167,000 | 0.78% | PRN | |
| 18 | BANK OF AMERICA CORP /DE/ | 7,035 | 107,000 | 0.50% | ||
| 19 | TradeLink Global Equity LLC | 6,300 | 96,000 | 0.45% | ||
| 20 | Tower Research Capital LLC (TRC) | 3,422 | 52,000 | 0.24% | ||
| 21 | WELLS FARGO & COMPANY/MN | 2,501 | 38,000 | 0.18% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 2,164 | 34,000 | 0.16% | ||
| 23 | NATIONAL PLANNING CORP | 1,798 | 26,808 | 0.13% | ||
| 24 | Creative Planning | 1,204 | 18,000 | 0.08% | ||
| 25 | Stratos Wealth Partners, LTD. | 1,000 | 15,250 | 0.07% | ||
| 26 | CITIGROUP INC | 500 | 8,000 | 0.04% | ||
| 27 | WASHINGTON TRUST BANK | 306 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
