| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
542,074 |
6,158,000 |
34.56% |
|
|
| 2 |
MORGAN STANLEY |
345,619 |
3,926,000 |
22.03% |
|
|
| 3 |
UBS Group AG |
143,011 |
1,625,000 |
9.12% |
|
|
| 4 |
Invesco Ltd. |
125,099 |
1,421,000 |
7.97% |
|
|
| 5 |
CLOUGH CAPITAL PARTNERS L P |
49,000 |
557,000 |
3.13% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
44,327 |
502,000 |
2.82% |
|
|
| 7 |
Cambridge Investment Research Advisors, Inc. |
40,500 |
460,000 |
2.58% |
|
|
| 8 |
Private Harbour Investment Management & Counsel, LLC |
34,150 |
388,000 |
2.18% |
|
|
| 9 |
AQR ARBITRAGE LLC |
29,103 |
331,000 |
1.86% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
27,240 |
309,000 |
1.73% |
|
|
| 11 |
LPL Financial LLC |
22,639 |
262,000 |
1.47% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
22,606 |
257,000 |
1.44% |
|
|
| 13 |
Court Place Advisors, LLC |
20,200 |
229,000 |
1.29% |
|
|
| 14 |
Advisors Asset Management, Inc. |
19,588 |
223,000 |
1.25% |
|
|
| 15 |
ROYAL BANK OF CANADA |
16,908 |
192,000 |
1.08% |
|
|
| 16 |
GEODE CAPITAL MANAGEMENT, LLC |
16,572 |
188,000 |
1.06% |
|
PRN |
| 17 |
CITIGROUP INC |
15,747 |
179,000 |
1.00% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
13,724 |
156,000 |
0.88% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
13,511 |
153,000 |
0.86% |
|
|
| 20 |
DAVENPORT & Co LLC |
11,300 |
128,368 |
0.72% |
|
|
| 21 |
WOLVERINE ASSET MANAGEMENT LLC |
7,242 |
82,000 |
0.46% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,164 |
24,000 |
0.13% |
|
|
| 23 |
Creative Planning |
2,104 |
24,000 |
0.13% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
23,000 |
0.13% |
|
|
| 25 |
WHITTIER TRUST CO |
1,000 |
11,000 |
0.06% |
|
|
| 26 |
Evercore Wealth Management, LLC |
600 |
7,000 |
0.04% |
|
|
| 27 |
WASHINGTON TRUST BANK |
306 |
3,000 |
0.02% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
