| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 476,949 | 6,901,000 | 32.01% | ||
| 2 | MORGAN STANLEY | 352,584 | 5,102,000 | 23.66% | ||
| 3 | UBS Group AG | 132,327 | 1,915,000 | 8.88% | ||
| 4 | Invesco Ltd. | 115,803 | 1,676,000 | 7.77% | PRN | |
| 5 | RAYMOND JAMES & ASSOCIATES | 71,152 | 1,030,000 | 4.78% | ||
| 6 | Private Harbour Investment Management & Counsel, LLC | 54,650 | 790,000 | 3.66% | ||
| 7 | Shaker Financial Services, LLC | 42,417 | 614,000 | 2.85% | ||
| 8 | DOLIVER ADVISORS, LP | 35,378 | 512,000 | 2.37% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 34,692 | 502,000 | 2.33% | ||
| 10 | Robert W. Baird & Co. Inc | 28,863 | 418,000 | 1.94% | ||
| 11 | CITIGROUP INC | 23,551 | 341,000 | 1.58% | ||
| 12 | Court Place Advisors, LLC | 21,200 | 307,000 | 1.42% | ||
| 13 | LPL Financial LLC | 18,041 | 261,000 | 1.21% | ||
| 14 | WEDBUSH SECURITIES INC | 16,197 | 234,000 | 1.09% | ||
| 15 | AQR ARBITRAGE LLC | 14,330 | 207,000 | 0.96% | ||
| 16 | ROYAL BANK OF CANADA | 13,856 | 200,000 | 0.93% | ||
| 17 | DAVENPORT & Co LLC | 11,900 | 172,193 | 0.80% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 8,481 | 123,000 | 0.57% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 7,396 | 107,000 | 0.50% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 4,304 | 62,275 | 0.29% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 3,164 | 46,000 | 0.21% | ||
| 22 | WELLS FARGO & COMPANY/MN | 1,301 | 19,000 | 0.09% | ||
| 23 | BROWN BROTHERS HARRIMAN & CO | 1,000 | 14,000 | 0.06% | ||
| 24 | WASHINGTON TRUST BANK | 306 | 4,000 | 0.02% | ||
| 25 | Creative Planning | 104 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
