| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
571,530 |
6,498,000 |
29.01% |
|
|
| 2 |
MORGAN STANLEY |
426,412 |
4,849,000 |
21.65% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
248,573 |
2,826,000 |
12.62% |
|
|
| 4 |
UBS Group AG |
144,302 |
1,640,000 |
7.32% |
|
|
| 5 |
Invesco Ltd. |
126,622 |
1,440,000 |
6.43% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
63,094 |
719,000 |
3.21% |
|
|
| 7 |
Gramercy Funds Management LLC |
62,017 |
705,000 |
3.15% |
|
|
| 8 |
Advisors Asset Management, Inc. |
44,522 |
506,000 |
2.26% |
|
|
| 9 |
Cambridge Investment Research Advisors, Inc. |
43,600 |
496,000 |
2.21% |
|
|
| 10 |
LPL Financial LLC |
31,775 |
365,000 |
1.63% |
|
|
| 11 |
Private Harbour Investment Management & Counsel, LLC |
31,550 |
358,000 |
1.60% |
|
|
| 12 |
AQR ARBITRAGE LLC |
29,103 |
331,000 |
1.48% |
|
|
| 13 |
Court Place Advisors, LLC |
20,200 |
230,000 |
1.03% |
|
|
| 14 |
ROYAL BANK OF CANADA |
17,736 |
202,000 |
0.90% |
|
|
| 15 |
CITIGROUP INC |
16,317 |
186,000 |
0.83% |
|
|
| 16 |
CLOUGH CAPITAL PARTNERS L P |
15,298 |
174,000 |
0.78% |
|
|
| 17 |
Weiss Asset Management LP |
13,907 |
158,000 |
0.71% |
|
|
| 18 |
Round Table Services, LLC |
12,532 |
142,000 |
0.63% |
|
|
| 19 |
SG Americas Securities, LLC |
12,340 |
140,000 |
0.62% |
|
|
| 20 |
Virtu KCG Holdings LLC |
11,009 |
125,000 |
0.56% |
|
|
| 21 |
DAVENPORT & Co LLC |
10,300 |
117,111 |
0.52% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
6,749 |
77,000 |
0.34% |
|
|
| 23 |
Creative Planning |
5,104 |
58,000 |
0.26% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,164 |
24,000 |
0.11% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
23,000 |
0.10% |
|
|
| 26 |
SIGNATUREFD, LLC |
600 |
7,000 |
0.03% |
|
|
| 27 |
WASHINGTON TRUST BANK |
306 |
3,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
200 |
2,000 |
0.01% |
|
|
| 29 |
WHITTIER TRUST CO |
11 |
0 |
0.00% |
|
|
| 30 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
