| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Financial Architects, Inc | 200 | 2,000 | 0.00% | ||
| 2 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 506 | 6,000 | 0.01% | ||
| 3 | MSI Financial Services Inc | 500 | 6,000 | 0.01% | ||
| 4 | WFG Advisors, LP | 1,000 | 12,000 | 0.03% | ||
| 5 | IFP ADVISORS, INC | 1,500 | 18,000 | 0.04% | ||
| 6 | North Star Investment Management Corp. | 1,584 | 19,000 | 0.05% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 3,566 | 42,000 | 0.10% | ||
| 8 | ROYAL BANK OF CANADA | 5,250 | 62,000 | 0.15% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,616 | 125,000 | 0.30% | ||
| 10 | STEEL GROVE CAPITAL ADVISORS, LLC | 11,014 | 130,000 | 0.31% | ||
| 11 | NORTHERN CAPITAL MANAGEMENT LLC | 14,225 | 167,000 | 0.40% | ||
| 12 | BROWN ADVISORY INC | 14,898 | 175,000 | 0.42% | ||
| 13 | Janney Montgomery Scott LLC | 20,900 | 246,000 | 0.59% | ||
| 14 | Bank of New York Mellon Corp | 27,582 | 325,000 | 0.77% | ||
| 15 | OPPENHEIMER & CO INC | 31,929 | 376,000 | 0.90% | ||
| 16 | NUVEEN ASSET MANAGEMENT INC. | 50,694 | 597,000 | 1.42% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 58,447 | 688,000 | 1.64% | ||
| 18 | SIT INVESTMENT ASSOCIATES INC | 114,779 | 1,351,000 | 3.22% | ||
| 19 | WELLS FARGO & COMPANY/MN | 123,911 | 1,459,000 | 3.48% | ||
| 20 | Advisors Asset Management, Inc. | 156,539 | 1,842,000 | 4.39% | ||
| 21 | Invesco Ltd. | 163,898 | 1,929,000 | 4.60% | ||
| 22 | UBS Group AG | 222,540 | 2,620,000 | 6.25% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 354,518 | 4,173,000 | 9.95% | ||
| 24 | MORGAN STANLEY | 407,272 | 4,794,000 | 11.43% | ||
| 25 | Oxbow Advisors, LLC | 1,765,904 | 20,784,000 | 49.55% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
