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PRINCIPAL REAL ESTATE INCOME
PRINCIPAL REAL ESTATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 18 Institutional holders with a total value of $12,495,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 98,207 1,777,000 14.22%
2 GUGGENHEIM CAPITAL LLC 75,979 1,375,000 11.00%
3 WELLS FARGO & COMPANY/MN 63,195 1,143,000 9.15%
4 UBS Group AG 63,138 1,142,000 9.14%
5 AMERIPRISE FINANCIAL INC 62,472 1,130,000 9.04%
6 ROBINSON CAPITAL MANAGEMENT, LLC 61,097 1,105,000 8.84%
7 Invesco Ltd. 52,469 949,000 7.60%
8 BANK OF AMERICA CORP /DE/ 44,605 807,000 6.46%
9 ADVISOR GROUP, INC. 43,720 791,000 6.33%
10 BB&T SECURITIES, LLC 35,379 640,000 5.12%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 23,696 429,000 3.43%
12 RAYMOND JAMES & ASSOCIATES 18,400 333,000 2.67%
13 DOLIVER ADVISORS, LP 14,217 257,000 2.06%
14 MORGAN STANLEY 14,104 255,000 2.04%
15 ROYAL BANK OF CANADA 12,551 227,000 1.82%
16 INTELLECTUS PARTNERS, LLC 7,176 130,000 1.04%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 300 5,000 0.04%
18 CITIGROUP INC 13 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.