| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yorktown Management & Research Co Inc | 173,534 | 2,292,000 | 17.71% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 135,493 | 1,790,000 | 13.83% | ||
| 3 | UBS AG | 134,958 | 1,783,000 | 13.78% | ||
| 4 | ClariVest Asset Management LLC | 83,118 | 1,098,000 | 8.48% | ||
| 5 | STIFEL FINANCIAL CORP | 74,942 | 990,000 | 7.65% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 69,215 | 915,000 | 7.07% | ||
| 7 | RUSSELL FRANK CO/ | 64,100 | 846,000 | 6.54% | ||
| 8 | STEPHENS INC /AR/ | 59,598 | 787,000 | 6.08% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 58,968 | 779,000 | 6.02% | ||
| 10 | CITADEL ADVISORS LLC | 33,740 | 445,000 | 3.44% | ||
| 11 | MORGAN STANLEY | 25,969 | 343,000 | 2.65% | ||
| 12 | OPPENHEIMER & CO INC | 20,800 | 275,000 | 2.12% | ||
| 13 | Virtu KCG Holdings LLC | 13,076 | 173,000 | 1.34% | ||
| 14 | BANQUE PICTET & CIE SA | 12,521 | 165,000 | 1.27% | ||
| 15 | GOLDMAN SACHS GROUP INC | 12,402 | 164,000 | 1.27% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 1,865 | 25,000 | 0.19% | ||
| 17 | B. Riley Wealth Management, Inc. | 1,400 | 18,000 | 0.14% | ||
| 18 | BARCLAYS PLC | 1,300 | 17,000 | 0.13% | ||
| 19 | NEXT Financial Group, Inc | 1,000 | 13,000 | 0.10% | ||
| 20 | Tower Research Capital LLC (TRC) | 900 | 12,000 | 0.09% | ||
| 21 | Ground Swell Capital, LLC | 677 | 9,000 | 0.07% | ||
| 22 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 200 | 3,000 | 0.02% | ||
| 23 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
