| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CYRUS CAPITAL PARTNERS, L.P. | 3,818,186 | 38,258,000 | 67.71% | ||
| 2 | Advisors Asset Management, Inc. | 823,758 | 8,254,000 | 14.61% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 270,714 | 2,713,000 | 4.80% | ||
| 4 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 175,899 | 1,763,000 | 3.12% | ||
| 5 | UBS Group AG | 131,990 | 1,323,000 | 2.34% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 131,888 | 1,322,000 | 2.34% | ||
| 7 | STEPHENS INC /AR/ | 48,599 | 487,000 | 0.86% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 48,250 | 483,000 | 0.85% | ||
| 9 | STIFEL FINANCIAL CORP | 46,846 | 469,000 | 0.83% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 36,600 | 367,000 | 0.65% | ||
| 11 | OPPENHEIMER & CO INC | 25,856 | 259,000 | 0.46% | ||
| 12 | MILLENNIUM MANAGEMENT LLC | 15,465 | 155,000 | 0.27% | ||
| 13 | CAXTON CORP | 15,020 | 150,000 | 0.27% | ||
| 14 | GSA CAPITAL PARTNERS LLP | 12,680 | 127,000 | 0.22% | ||
| 15 | Yorktown Management & Research Co Inc | 10,000 | 100,000 | 0.18% | ||
| 16 | MORGAN STANLEY | 9,879 | 99,000 | 0.18% | ||
| 17 | JPMORGAN CHASE & CO | 7,500 | 75,000 | 0.13% | ||
| 18 | CITIGROUP INC | 4,201 | 42,000 | 0.07% | ||
| 19 | WELLS FARGO & COMPANY/MN | 3,500 | 35,000 | 0.06% | ||
| 20 | Tower Research Capital LLC (TRC) | 1,794 | 18,000 | 0.03% | ||
| 21 | DEUTSCHE BANK AG\ | 26 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
