| 1 |
CYRUS CAPITAL PARTNERS, L.P. |
3,818,186 |
33,905,000 |
67.37% |
|
|
| 2 |
Advisors Asset Management, Inc. |
862,738 |
7,661,000 |
15.22% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
269,185 |
2,390,000 |
4.75% |
|
|
| 4 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
197,616 |
1,755,000 |
3.49% |
|
|
| 5 |
UBS Group AG |
135,958 |
1,207,000 |
2.40% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
99,828 |
886,000 |
1.76% |
|
|
| 7 |
STEPHENS INC /AR/ |
48,823 |
434,000 |
0.86% |
|
|
| 8 |
STIFEL FINANCIAL CORP |
45,610 |
405,000 |
0.80% |
|
|
| 9 |
ARES MANAGEMENT LLC |
43,162 |
383,000 |
0.76% |
|
|
| 10 |
OPPENHEIMER & CO INC |
37,056 |
329,000 |
0.65% |
|
|
| 11 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
36,600 |
325,000 |
0.65% |
|
|
| 12 |
CAXTON CORP |
33,247 |
295,000 |
0.59% |
|
|
| 13 |
NUVEEN ASSET MANAGEMENT INC. |
13,932 |
124,000 |
0.25% |
|
|
| 14 |
JPMORGAN CHASE & CO |
7,500 |
67,000 |
0.13% |
|
|
| 15 |
CITIGROUP INC |
3,948 |
35,000 |
0.07% |
|
|
| 16 |
MORGAN STANLEY |
2,707 |
24,000 |
0.05% |
|
|
| 17 |
ROYAL BANK OF CANADA |
2,500 |
22,000 |
0.04% |
|
|
| 18 |
WOLVERINE TRADING LP /BD |
2,182 |
18,809 |
0.04% |
|
|
| 19 |
Barnett & Company, Inc. |
2,000 |
18,000 |
0.04% |
|
|
| 20 |
WOLVERINE TRADING LP /BD |
20 |
17,240 |
0.03% |
Put |
|
| 21 |
CUTLER GROUP LLC / CA |
1,200 |
10,000 |
0.02% |
|
|
| 22 |
WOLVERINE TRADING LP /BD |
11 |
9,482 |
0.02% |
Call |
|
| 23 |
DEUTSCHE BANK AG\ |
685 |
6,000 |
0.01% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
6 |
0 |
0.00% |
|
|
| 25 |
CUTLER GROUP LLC / CA |
500 |
0 |
0.00% |
Put |
|
| 26 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
