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CM FIN INC COM
CM FIN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 20 Institutional holders with a total value of $76,547,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CYRUS CAPITAL PARTNERS, L.P. 3,818,186 51,966,000 67.89%
2 Advisors Asset Management, Inc. 633,867 8,627,000 11.27%
3 RAYMOND JAMES & ASSOCIATES 219,891 2,993,000 3.91%
4 Yorktown Management & Research Co Inc 158,152 2,152,000 2.81%
5 UBS Group AG 157,719 2,146,000 2.80%
6 CONFLUENCE INVESTMENT MANAGEMENT LLC 155,998 2,123,000 2.77%
7 ClariVest Asset Management LLC 117,612 1,601,000 2.09%
8 GUGGENHEIM CAPITAL LLC 62,191 847,000 1.11%
9 Raymond James Financial Services Advisors, Inc. 57,303 780,000 1.02%
10 NORDEA INVESTMENT MANAGEMENT AB 54,200 738,000 0.96%
11 STEPHENS INC /AR/ 52,769 718,000 0.94%
12 STIFEL FINANCIAL CORP 51,106 696,000 0.91%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 36,600 498,000 0.65%
14 MORGAN STANLEY 29,716 404,000 0.53%
15 RUSSELL FRANK CO/ 10,700 146,000 0.19%
16 CITIGROUP INC 3,878 53,000 0.07%
17 FineMark National Bank & Trust 2,000 27,000 0.04%
18 B. Riley Wealth Management, Inc. 1,400 19,000 0.02%
19 Tower Research Capital LLC (TRC) 934 13,000 0.02%
20 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.