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CM FIN INC COM
CM FIN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 20 Institutional holders with a total value of $70,918,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CYRUS CAPITAL PARTNERS, L.P. 3,818,186 50,629,000 71.39%
2 Advisors Asset Management, Inc. 380,437 5,045,000 7.11%
3 RAYMOND JAMES & ASSOCIATES 223,599 2,965,000 4.18%
4 Yorktown Management & Research Co Inc 173,534 2,301,000 3.24%
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 155,619 2,064,000 2.91%
6 UBS Group AG 130,918 1,736,000 2.45%
7 ClariVest Asset Management LLC 115,873 1,536,000 2.17%
8 GUGGENHEIM CAPITAL LLC 70,661 937,000 1.32%
9 STEPHENS INC /AR/ 53,122 704,000 0.99%
10 STIFEL FINANCIAL CORP 52,904 702,000 0.99%
11 NORDEA INVESTMENT MANAGEMENT AB 52,400 695,000 0.98%
12 CITADEL ADVISORS LLC 33,238 440,000 0.62%
13 RUSSELL FRANK CO/ 23,300 309,000 0.44%
14 MORGAN STANLEY 19,389 257,000 0.36%
15 BLACKTHORN INVESTMENT GROUP LLC 16,438 218,000 0.31%
16 Virtu KCG Holdings LLC 16,234 215,000 0.30%
17 OPPENHEIMER & CO INC 10,200 136,000 0.19%
18 B. Riley Wealth Management, Inc. 1,400 18,000 0.03%
19 Tower Research Capital LLC (TRC) 843 11,000 0.02%
20 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.