| 1 |
CYRUS CAPITAL PARTNERS, L.P. |
3,818,186 |
35,509,000 |
64.37% |
|
|
| 2 |
Advisors Asset Management, Inc. |
841,662 |
7,827,000 |
14.19% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
323,925 |
3,012,000 |
5.46% |
|
|
| 4 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
239,457 |
2,227,000 |
4.04% |
|
|
| 5 |
UBS Group AG |
149,816 |
1,393,000 |
2.53% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
100,218 |
932,000 |
1.69% |
|
|
| 7 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
57,700 |
537,000 |
0.97% |
|
|
| 8 |
ARES MANAGEMENT LLC |
53,600 |
498,000 |
0.90% |
|
|
| 9 |
STEPHENS INC /AR/ |
46,890 |
436,000 |
0.79% |
|
|
| 10 |
CAXTON CORP |
42,757 |
398,000 |
0.72% |
|
|
| 11 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
36,600 |
340,000 |
0.62% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
36,305 |
337,000 |
0.61% |
|
|
| 13 |
OPPENHEIMER & CO INC |
36,058 |
336,000 |
0.61% |
|
|
| 14 |
NUVEEN ASSET MANAGEMENT INC. |
30,494 |
284,000 |
0.51% |
|
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
29,700 |
276,000 |
0.50% |
Put |
|
| 16 |
Moors & Cabot, Inc. |
21,874 |
206,000 |
0.37% |
|
|
| 17 |
EAGLE GLOBAL ADVISORS LLC |
17,477 |
163,000 |
0.30% |
|
|
| 18 |
MORGAN STANLEY |
13,904 |
129,000 |
0.23% |
|
|
| 19 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
11,968 |
111,000 |
0.20% |
|
|
| 20 |
GAM Holding AG |
11,500 |
107,000 |
0.19% |
|
|
| 21 |
JPMORGAN CHASE & CO |
7,500 |
70,000 |
0.13% |
|
|
| 22 |
CITIGROUP INC |
2,998 |
28,000 |
0.05% |
|
|
| 23 |
Barnett & Company, Inc. |
1,000 |
9,000 |
0.02% |
|
|
| 24 |
IFP ADVISORS, INC |
168 |
2,000 |
0.00% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
111 |
1,000 |
0.00% |
|
|
| 26 |
CUTLER GROUP LLC / CA |
300 |
0 |
0.00% |
Call |
|
| 27 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
900 |
0 |
0.00% |
Put |
|
