| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 475,152 | 4,315,000 | 27.12% | ||
| 2 | MORGAN STANLEY | 305,980 | 2,778,000 | 17.46% | ||
| 3 | LPL Financial LLC | 267,328 | 2,427,000 | 15.25% | ||
| 4 | JOHN G ULLMAN & ASSOCIATES INC | 188,771 | 1,714,000 | 10.77% | ||
| 5 | BNP PARIBAS FINANCIAL MARKETS | 95,174 | 864,180 | 5.43% | ||
| 6 | Commonwealth Equity Services, Inc | 70,857 | 643,000 | 4.04% | ||
| 7 | NEW ENGLAND SECURITIES CORP /MA/ | 56,538 | 513,000 | 3.22% | ||
| 8 | UBS AG | 41,271 | 375,000 | 2.36% | ||
| 9 | WELLS FARGO & COMPANY/MN | 40,750 | 370,000 | 2.33% | ||
| 10 | Concert Wealth Management Inc. | 37,730 | 334,000 | 2.10% | ||
| 11 | InterOcean Capital, LLC | 29,278 | 266,000 | 1.67% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 27,392 | 249,000 | 1.57% | ||
| 13 | FIFTH THIRD BANCORP | 22,901 | 208,000 | 1.31% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,110 | 192,000 | 1.21% | ||
| 15 | NEXT Financial Group, Inc | 16,265 | 143,000 | 0.90% | ||
| 16 | WEDBUSH SECURITIES INC | 15,100 | 137,000 | 0.86% | ||
| 17 | US BANCORP \DE\ | 13,000 | 119,000 | 0.75% | ||
| 18 | NORTHERN TRUST CORP | 10,117 | 92,000 | 0.58% | ||
| 19 | MUFG Americas Holdings Corp | 6,000 | 54,000 | 0.34% | ||
| 20 | BANK OF MONTREAL /CAN/ | 5,000 | 45,000 | 0.28% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 18,160 | 0.11% | ||
| 22 | ROYAL BANK OF CANADA | 1,544 | 14,000 | 0.09% | ||
| 23 | Partnervest Advisory Services LLC | 1,423 | 13,000 | 0.08% | ||
| 24 | TOMPKINS FINANCIAL CORP | 1,200 | 11,000 | 0.07% | ||
| 25 | MSI Financial Services Inc | 1,000 | 9,000 | 0.06% | ||
| 26 | CITIGROUP INC | 563 | 5,000 | 0.03% | ||
| 27 | REILLY FINANCIAL ADVISORS, LLC | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
