| 1 |
Karpus Management, Inc. |
720,572 |
4,633,000 |
22.58% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
528,769 |
3,401,000 |
16.58% |
|
|
| 3 |
CORNERSTONE ADVISORS INC |
446,294 |
2,870,000 |
13.99% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
312,291 |
2,013,000 |
9.81% |
|
|
| 5 |
LPL Financial LLC |
250,106 |
1,578,000 |
7.69% |
|
|
| 6 |
Trust Asset Management LLC |
213,342 |
1,372,000 |
6.69% |
|
|
| 7 |
MORGAN STANLEY |
142,984 |
919,000 |
4.48% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
120,538 |
775,000 |
3.78% |
|
|
| 9 |
Alpine Global Management, LLC |
70,510 |
453,000 |
2.21% |
|
|
| 10 |
HUNTINGTON NATIONAL BANK |
66,558 |
428,000 |
2.09% |
|
|
| 11 |
Commonwealth Equity Services, Inc |
51,267 |
330,000 |
1.61% |
|
|
| 12 |
UBS Group AG |
45,847 |
295,000 |
1.44% |
|
|
| 13 |
Concert Wealth Management Inc. |
36,177 |
233,000 |
1.14% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
31,963 |
205,000 |
1.00% |
|
|
| 15 |
US BANCORP \DE\ |
25,500 |
164,000 |
0.80% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
23,988 |
154,000 |
0.75% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
17,343 |
111,000 |
0.54% |
|
|
| 18 |
M&T BANK CORP |
16,471 |
106,000 |
0.52% |
|
|
| 19 |
WEDBUSH SECURITIES INC |
15,893 |
102,000 |
0.50% |
|
|
| 20 |
GOLDMAN SACHS GROUP INC |
12,595 |
81,000 |
0.39% |
|
|
| 21 |
FIFTH THIRD BANCORP |
11,601 |
75,000 |
0.37% |
|
|
| 22 |
STIFEL FINANCIAL CORP |
11,544 |
74,000 |
0.36% |
|
|
| 23 |
NEXT Financial Group, Inc |
5,530 |
35,000 |
0.17% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,665 |
24,000 |
0.12% |
|
|
| 25 |
BANK OF MONTREAL /CAN/ |
3,000 |
19,000 |
0.09% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,800 |
18,004 |
0.09% |
|
|
| 27 |
ROYAL BANK OF CANADA |
2,344 |
15,000 |
0.07% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,785 |
11,000 |
0.05% |
|
|
| 29 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,350 |
9,000 |
0.04% |
|
|
| 30 |
MSI Financial Services Inc |
1,182 |
8,000 |
0.04% |
|
|
| 31 |
Allworth Financial LP |
400 |
3,000 |
0.01% |
|
PRN |
| 32 |
Tower Research Capital LLC (TRC) |
211 |
1,000 |
0.00% |
|
|
| 33 |
TOMPKINS FINANCIAL CORP |
200 |
1,000 |
0.00% |
|
|
| 34 |
THOMPSON SIEGEL & WALMSLEY LLC |
100 |
1,000 |
0.00% |
|
|
| 35 |
CITIGROUP INC |
7 |
0 |
0.00% |
|
|
