| 1 |
1607 Capital Partners, LLC |
784,148 |
4,274,000 |
19.49% |
|
|
| 2 |
CORNERSTONE ADVISORS INC |
510,835 |
2,784,000 |
12.70% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
471,521 |
2,516,000 |
11.48% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
440,494 |
2,402,000 |
10.96% |
|
|
| 5 |
Karpus Management, Inc. |
407,104 |
2,219,000 |
10.12% |
|
|
| 6 |
LPL Financial LLC |
273,648 |
1,442,000 |
6.58% |
|
|
| 7 |
Trust Asset Management LLC |
231,389 |
1,261,000 |
5.75% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
190,458 |
1,037,000 |
4.73% |
|
|
| 9 |
Gramercy Funds Management LLC |
100,737 |
549,000 |
2.50% |
|
|
| 10 |
MORGAN STANLEY |
94,043 |
512,000 |
2.34% |
|
|
| 11 |
HUNTINGTON NATIONAL BANK |
66,558 |
363,000 |
1.66% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
65,966 |
360,000 |
1.64% |
|
|
| 13 |
Commonwealth Equity Services, Inc |
48,916 |
267,000 |
1.22% |
|
|
| 14 |
Ionic Capital Management LLC |
48,000 |
262,000 |
1.19% |
|
|
| 15 |
GIRARD SECURITIES, INC. |
39,144 |
213,000 |
0.97% |
|
|
| 16 |
Concert Wealth Management Inc. |
33,865 |
185,000 |
0.84% |
|
|
| 17 |
UBS Group AG |
34,092 |
185,000 |
0.84% |
|
|
| 18 |
US BANCORP \DE\ |
25,500 |
139,000 |
0.63% |
|
|
| 19 |
DOLIVER ADVISORS, LP |
24,076 |
131,000 |
0.60% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
21,116 |
115,000 |
0.52% |
|
|
| 21 |
SG Americas Securities, LLC |
19,778 |
108,000 |
0.49% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
18,343 |
100,000 |
0.46% |
|
|
| 23 |
Weiss Asset Management LP |
16,979 |
93,000 |
0.42% |
|
|
| 24 |
WEDBUSH SECURITIES INC |
15,893 |
87,000 |
0.40% |
|
|
| 25 |
M&T BANK CORP |
15,969 |
87,000 |
0.40% |
|
|
| 26 |
FIFTH THIRD BANCORP |
11,601 |
63,000 |
0.29% |
|
|
| 27 |
NEXT Financial Group, Inc |
6,572 |
35,000 |
0.16% |
|
|
| 28 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
5,650 |
31,000 |
0.14% |
|
|
| 29 |
ROYAL BANK OF CANADA |
4,570 |
25,000 |
0.11% |
|
|
| 30 |
IFP ADVISORS, INC |
4,077 |
22,000 |
0.10% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
22,000 |
0.10% |
|
|
| 32 |
BANK OF MONTREAL /CAN/ |
3,000 |
16,000 |
0.07% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,344 |
7,000 |
0.03% |
|
|
| 34 |
MSI Financial Services Inc |
1,182 |
6,000 |
0.03% |
|
|
| 35 |
CITIGROUP INC |
621 |
3,000 |
0.01% |
|
|
| 36 |
Allworth Financial LP |
400 |
2,000 |
0.01% |
|
PRN |
| 37 |
Creative Planning |
200 |
1,000 |
0.00% |
|
|
| 38 |
THOMPSON SIEGEL & WALMSLEY LLC |
100 |
1,000 |
0.00% |
|
|
| 39 |
TOMPKINS FINANCIAL CORP |
50 |
0 |
0.00% |
|
|
