| 1 |
Karpus Management, Inc. |
722,892 |
5,169,000 |
22.67% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
563,954 |
4,033,000 |
17.68% |
|
|
| 3 |
CORNERSTONE ADVISORS INC |
386,279 |
2,762,000 |
12.11% |
|
|
| 4 |
LPL Financial LLC |
291,416 |
2,063,000 |
9.05% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
259,350 |
1,848,000 |
8.10% |
|
|
| 6 |
Trust Asset Management LLC |
208,142 |
1,488,000 |
6.52% |
|
|
| 7 |
MORGAN STANLEY |
193,722 |
1,385,000 |
6.07% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
134,165 |
959,000 |
4.21% |
|
|
| 9 |
Alpine Global Management, LLC |
70,510 |
504,000 |
2.21% |
|
|
| 10 |
HUNTINGTON NATIONAL BANK |
66,558 |
476,000 |
2.09% |
|
|
| 11 |
Commonwealth Equity Services, Inc |
51,231 |
366,000 |
1.60% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
34,784 |
249,000 |
1.09% |
|
|
| 13 |
UBS Group AG |
34,170 |
244,000 |
1.07% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
24,896 |
178,000 |
0.78% |
|
|
| 15 |
SG Americas Securities, LLC |
23,601 |
169,000 |
0.74% |
|
|
| 16 |
US BANCORP \DE\ |
23,000 |
165,000 |
0.72% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
17,343 |
124,000 |
0.54% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
15,633 |
112,000 |
0.49% |
|
|
| 19 |
M&T BANK CORP |
15,443 |
110,000 |
0.48% |
|
|
| 20 |
FIFTH THIRD BANCORP |
11,601 |
83,000 |
0.36% |
|
|
| 21 |
STIFEL FINANCIAL CORP |
11,544 |
83,000 |
0.36% |
|
|
| 22 |
NEXT Financial Group, Inc |
6,330 |
45,000 |
0.20% |
|
|
| 23 |
MUFG Americas Holdings Corp |
6,000 |
43,000 |
0.19% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,665 |
26,000 |
0.11% |
|
|
| 25 |
BANK OF MONTREAL /CAN/ |
3,000 |
21,000 |
0.09% |
|
|
| 26 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
2,700 |
19,000 |
0.08% |
|
|
| 27 |
ROYAL BANK OF CANADA |
2,344 |
17,000 |
0.07% |
|
|
| 28 |
MSI Financial Services Inc |
2,433 |
17,000 |
0.07% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
14,300 |
0.06% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,732 |
12,000 |
0.05% |
|
|
| 31 |
CITIGROUP INC |
1,003 |
7,000 |
0.03% |
|
|
| 32 |
Concert Wealth Management Inc. |
34,138 |
5,000 |
0.02% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
563 |
4,000 |
0.02% |
|
|
| 34 |
Allworth Financial LP |
400 |
3,000 |
0.01% |
|
PRN |
| 35 |
TOMPKINS FINANCIAL CORP |
200 |
1,000 |
0.00% |
|
|
| 36 |
THOMPSON SIEGEL & WALMSLEY LLC |
100 |
1,000 |
0.00% |
|
|
