| 1 |
1607 Capital Partners, LLC |
1,213,712 |
6,748,000 |
31.12% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
482,105 |
2,678,000 |
12.35% |
|
|
| 3 |
CORNERSTONE ADVISORS INC |
452,659 |
2,517,000 |
11.61% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
403,878 |
2,245,000 |
10.35% |
|
|
| 5 |
Karpus Management, Inc. |
394,659 |
2,194,000 |
10.12% |
|
|
| 6 |
LPL Financial LLC |
245,016 |
1,279,000 |
5.90% |
|
|
| 7 |
Trust Asset Management LLC |
208,142 |
1,157,000 |
5.34% |
|
|
| 8 |
Gramercy Funds Management LLC |
73,597 |
409,000 |
1.89% |
|
|
| 9 |
MORGAN STANLEY |
57,655 |
320,000 |
1.48% |
|
|
| 10 |
Commonwealth Equity Services, Inc |
49,604 |
276,000 |
1.27% |
|
|
| 11 |
GIRARD SECURITIES, INC. |
36,384 |
203,000 |
0.94% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
36,303 |
201,000 |
0.93% |
|
|
| 13 |
Concert Wealth Management Inc. |
34,710 |
193,000 |
0.89% |
|
|
| 14 |
UBS Group AG |
32,731 |
182,000 |
0.84% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
30,681 |
171,000 |
0.79% |
|
|
| 16 |
US BANCORP \DE\ |
25,500 |
142,000 |
0.65% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
21,046 |
117,000 |
0.54% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
20,709 |
115,000 |
0.53% |
|
|
| 19 |
M&T BANK CORP |
16,052 |
89,000 |
0.41% |
|
|
| 20 |
WEDBUSH SECURITIES INC |
15,643 |
87,000 |
0.40% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
13,255 |
73,000 |
0.34% |
|
|
| 22 |
SG Americas Securities, LLC |
12,778 |
71,000 |
0.33% |
|
|
| 23 |
FIFTH THIRD BANCORP |
11,601 |
65,000 |
0.30% |
|
|
| 24 |
NEXT Financial Group, Inc |
6,779 |
37,000 |
0.17% |
|
|
| 25 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
5,650 |
31,000 |
0.14% |
|
|
| 26 |
IFP ADVISORS, INC |
4,232 |
24,000 |
0.11% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
22,000 |
0.10% |
|
|
| 28 |
BANK OF MONTREAL /CAN/ |
3,000 |
17,000 |
0.08% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,435 |
8,000 |
0.04% |
|
|
| 30 |
ROYAL BANK OF CANADA |
823 |
5,000 |
0.02% |
|
|
| 31 |
Creative Planning |
600 |
3,000 |
0.01% |
|
|
| 32 |
THOMPSON SIEGEL & WALMSLEY LLC |
100 |
1,000 |
0.00% |
|
|
| 33 |
GENEOS WEALTH MANAGEMENT INC. |
350 |
1,000 |
0.00% |
|
|
| 34 |
CITIGROUP INC |
92 |
1,000 |
0.00% |
|
|
| 35 |
TOMPKINS FINANCIAL CORP |
50 |
0 |
0.00% |
|
|
| 36 |
MSI Financial Services Inc |
82 |
0 |
0.00% |
|
|
