| 1 |
CITIGROUP INC |
20 |
0 |
0.00% |
|
|
| 2 |
Regal Investment Advisors LLC |
325 |
2,000 |
0.01% |
|
|
| 3 |
Windsor Capital Management, LLC |
300 |
2,000 |
0.01% |
|
|
| 4 |
ROYAL BANK OF CANADA |
548 |
4,000 |
0.01% |
|
|
| 5 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,637 |
22,000 |
0.06% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
10,520 |
86,000 |
0.22% |
|
|
| 7 |
AMERICAN INTERNATIONAL GROUP, INC. |
11,100 |
91,000 |
0.24% |
|
|
| 8 |
Weiss Asset Management LP |
11,117 |
91,000 |
0.24% |
|
|
| 9 |
SHEPHERD KAPLAN KROCHUK, LLC |
14,200 |
116,000 |
0.30% |
|
|
| 10 |
TRUIST FINANCIAL CORP |
15,570 |
128,000 |
0.33% |
|
|
| 11 |
PANAGORA ASSET MANAGEMENT INC |
16,375 |
134,000 |
0.35% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
26,840 |
220,000 |
0.57% |
|
|
| 13 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
30,606 |
251,000 |
0.65% |
|
|
| 14 |
Round Table Services, LLC |
31,200 |
256,000 |
0.66% |
|
|
| 15 |
CLOUGH CAPITAL PARTNERS L P |
36,600 |
300,000 |
0.78% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
36,680 |
301,000 |
0.78% |
|
|
| 17 |
AQR ARBITRAGE LLC |
48,439 |
397,000 |
1.03% |
|
|
| 18 |
Gramercy Funds Management LLC |
50,800 |
417,000 |
1.08% |
|
|
| 19 |
UBS Group AG |
55,803 |
457,000 |
1.18% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
62,278 |
511,000 |
1.32% |
|
|
| 21 |
Saba Capital Management, L.P. |
73,455 |
602,000 |
1.56% |
|
|
| 22 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
75,565 |
620,000 |
1.60% |
|
|
| 23 |
Invesco Ltd. |
78,336 |
642,000 |
1.66% |
|
|
| 24 |
RAYMOND JAMES & ASSOCIATES |
80,438 |
660,000 |
1.71% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
90,511 |
742,000 |
1.92% |
|
|
| 26 |
SIT INVESTMENT ASSOCIATES INC |
93,114 |
764,000 |
1.97% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
104,530 |
857,000 |
2.22% |
|
|
| 28 |
Ionic Capital Management LLC |
107,493 |
881,000 |
2.28% |
|
|
| 29 |
CORNERSTONE ADVISORS INC |
126,105 |
1,034,000 |
2.67% |
|
|
| 30 |
ICON ADVISERS INC/CO |
152,376 |
1,249,000 |
3.23% |
|
|
| 31 |
DEUTSCHE BANK AG\ |
215,871 |
1,770,000 |
4.58% |
|
|
| 32 |
MARINER INVESTMENT GROUP LLC |
325,643 |
2,670,000 |
6.90% |
|
|
| 33 |
MORGAN STANLEY |
330,881 |
2,713,000 |
7.01% |
|
|
| 34 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
408,091 |
3,346,000 |
8.65% |
|
|
| 35 |
Advisors Asset Management, Inc. |
436,653 |
3,581,000 |
9.26% |
|
|
| 36 |
Bulldog Investors, LLP |
1,557,483 |
12,771,000 |
33.01% |
|
|
