| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,902,767 | 15,451,000 | 19.78% | ||
| 2 | LPL Financial LLC | 1,279,534 | 10,582,000 | 13.55% | ||
| 3 | COHEN & STEERS, INC. | 1,066,343 | 8,659,000 | 11.09% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 985,333 | 8,003,000 | 10.25% | ||
| 5 | WELLS FARGO & COMPANY/MN | 899,312 | 7,303,000 | 9.35% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 732,947 | 5,952,000 | 7.62% | ||
| 7 | Oxbow Advisors, LLC | 416,703 | 3,384,000 | 4.33% | ||
| 8 | IFC Holdings Incorporated/FL | 400,020 | 3,211,000 | 4.11% | ||
| 9 | MORGAN STANLEY | 327,773 | 2,662,000 | 3.41% | ||
| 10 | MSI Financial Services Inc | 269,684 | 2,190,000 | 2.80% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 187,655 | 1,523,760 | 1.95% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 148,800 | 1,208,000 | 1.55% | ||
| 13 | ROYAL BANK OF CANADA | 143,756 | 1,167,000 | 1.49% | ||
| 14 | DOLIVER ADVISORS, LP | 127,794 | 1,038,000 | 1.33% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 123,897 | 1,006,000 | 1.29% | ||
| 16 | Maryland Capital Management | 55,225 | 448,000 | 0.57% | ||
| 17 | Commonwealth Equity Services, Inc | 54,293 | 441,000 | 0.56% | ||
| 18 | Invesco Ltd. | 46,083 | 374,000 | 0.48% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 37,588 | 305,000 | 0.39% | ||
| 20 | VSR Financial Services, Inc. | 35,348 | 287,000 | 0.37% | ||
| 21 | Investors Capital Advisory Services | 33,800 | 274,000 | 0.35% | ||
| 22 | VICUS CAPITAL | 28,609 | 232,000 | 0.30% | ||
| 23 | Cetera Advisor Networks LLC | 25,308 | 230,000 | 0.29% | ||
| 24 | Private Advisor Group, LLC | 25,343 | 206,000 | 0.26% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,747 | 203,000 | 0.26% | ||
| 26 | Creative Planning | 22,407 | 182,000 | 0.23% | ||
| 27 | HYMAN CHARLES D | 21,556 | 175,000 | 0.22% | ||
| 28 | NORTHERN TRUST CORP | 20,690 | 168,000 | 0.22% | ||
| 29 | Concert Wealth Management Inc. | 20,623 | 167,000 | 0.21% | ||
| 30 | DEUTSCHE BANK AG\ | 20,127 | 163,000 | 0.21% | ||
| 31 | B. Riley Wealth Advisors, Inc. | 14,873 | 121,000 | 0.15% | ||
| 32 | Cetera Advisors LLC | 13,858 | 112,000 | 0.14% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 13,607 | 110,000 | 0.14% | ||
| 34 | Tower Research Capital LLC (TRC) | 11,873 | 96,000 | 0.12% | ||
| 35 | ProVise Management Group, LLC | 11,453 | 93,000 | 0.12% | ||
| 36 | CITIGROUP INC | 11,371 | 92,000 | 0.12% | ||
| 37 | BANK OF MONTREAL /CAN/ | 10,000 | 81,000 | 0.10% | ||
| 38 | NEXT Financial Group, Inc | 6,900 | 56,000 | 0.07% | ||
| 39 | SYNOVUS FINANCIAL CORP | 3,358 | 27,000 | 0.03% | ||
| 40 | Hedeker Wealth, LLC | 3,400 | 27,000 | 0.03% | ||
| 41 | Regal Investment Advisors LLC | 1,900 | 15,000 | 0.02% | ||
| 42 | SUMMIT SECURITIES GROUP LLC | 1,800 | 15,000 | 0.02% | ||
| 43 | Sunbelt Securities, Inc. | 1,600 | 12,992 | 0.02% | ||
| 44 | North Star Investment Management Corp. | 1,300 | 11,000 | 0.01% | ||
| 45 | WFG Advisors, LP | 1,224 | 10,000 | 0.01% | ||
| 46 | DUBUQUE BANK & TRUST CO | 1,143 | 9,000 | 0.01% | ||
| 47 | COUNTRY TRUST BANK | 700 | 6,000 | 0.01% | ||
| 48 | Alpine Global Management, LLC | 404 | 3,000 | 0.00% | ||
| 49 | People's United Financial, Inc. | 200 | 2,000 | 0.00% | ||
| 50 | D.A. DAVIDSON & CO. | 342 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
