| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,651,107 | 14,687,000 | 16.24% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,806,076 | 10,005,000 | 11.06% | ||
| 3 | COHEN & STEERS, INC. | 1,565,001 | 8,670,000 | 9.58% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,299,597 | 7,200,000 | 7.96% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 841,908 | 4,665,000 | 5.16% | ||
| 6 | NINE MASTS CAPITAL Ltd | 617,481 | 3,421,000 | 3.78% | ||
| 7 | LPL Financial LLC | 588,011 | 3,252,000 | 3.59% | ||
| 8 | BANK OF MONTREAL /CAN/ | 585,000 | 3,241,000 | 3.58% | ||
| 9 | CORNERSTONE ADVISORS INC | 487,941 | 2,703,000 | 2.99% | ||
| 10 | MORGAN STANLEY | 478,705 | 2,652,000 | 2.93% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 477,655 | 2,646,000 | 2.92% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 440,756 | 2,442,000 | 2.70% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 345,439 | 1,914,000 | 2.12% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 316,474 | 1,753,000 | 1.94% | ||
| 15 | MSI Financial Services Inc | 301,970 | 1,673,000 | 1.85% | ||
| 16 | DOLIVER ADVISORS, LP | 289,252 | 1,602,000 | 1.77% | ||
| 17 | NEWGATE CAPITAL MANAGEMENT LLC | 268,507 | 1,470,000 | 1.62% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 259,298 | 1,437,000 | 1.59% | ||
| 19 | Advisors Asset Management, Inc. | 252,532 | 1,399,000 | 1.55% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 247,981 | 1,374,000 | 1.52% | ||
| 21 | Vident Investment Advisory, LLC | 6,425,336 | 1,160,000 | 1.28% | ||
| 22 | Ionic Capital Management LLC | 199,759 | 1,107,000 | 1.22% | ||
| 23 | SG Americas Securities, LLC | 189,642 | 1,051,000 | 1.16% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 150,957 | 836,000 | 0.92% | ||
| 25 | ROYAL BANK OF CANADA | 149,137 | 826,000 | 0.91% | ||
| 26 | Invesco Ltd. | 129,706 | 719,000 | 0.79% | ||
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 119,286 | 661,000 | 0.73% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 110,449 | 611,000 | 0.68% | ||
| 29 | Ancora Advisors LLC | 110,000 | 609,000 | 0.67% | ||
| 30 | Oxbow Advisors, LLC | 100,227 | 555,000 | 0.61% | ||
| 31 | SONORA INVESTMENT MANAGEMENT, LLC | 92,266 | 539,756 | 0.60% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 92,056 | 510,000 | 0.56% | ||
| 33 | CITIGROUP INC | 68,239 | 378,000 | 0.42% | ||
| 34 | Maryland Capital Management | 59,550 | 330,000 | 0.36% | ||
| 35 | Investors Capital Advisory Services | 35,000 | 193,000 | 0.21% | ||
| 36 | VSR Financial Services, Inc. | 34,823 | 193,000 | 0.21% | ||
| 37 | Commonwealth Equity Services, Inc | 33,571 | 186,000 | 0.21% | ||
| 38 | Creative Planning | 33,007 | 183,000 | 0.20% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,444 | 135,000 | 0.15% | ||
| 40 | Private Advisor Group, LLC | 22,633 | 125,000 | 0.14% | ||
| 41 | B. Riley Wealth Advisors, Inc. | 22,401 | 124,000 | 0.14% | ||
| 42 | CETERA INVESTMENT ADVISERS | 22,318 | 124,000 | 0.14% | ||
| 43 | NATIONAL PLANNING CORP | 20,046 | 118,000 | 0.13% | ||
| 44 | AQR ARBITRAGE LLC | 20,210 | 112,000 | 0.12% | ||
| 45 | RAYMOND JAMES & ASSOCIATES | 19,116 | 106,000 | 0.12% | ||
| 46 | Concert Wealth Management Inc. | 18,153 | 102,000 | 0.11% | ||
| 47 | IFP ADVISORS, INC | 14,694 | 81,000 | 0.09% | ||
| 48 | HYMAN CHARLES D | 13,400 | 74,000 | 0.08% | ||
| 49 | STEEL GROVE CAPITAL ADVISORS, LLC | 12,994 | 73,000 | 0.08% | ||
| 50 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11,730 | 65,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
