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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 75 Institutional holders with a total value of $202,029,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 100 1,000 0.00%
2 Windsor Capital Management, LLC 200 2,000 0.00%
3 HOWE & RUSLING INC 134 2,000 0.00%
4 REZNY WEALTH MANAGEMENT, INC. 264 3,000 0.00%
5 SECURITY NATIONAL TRUST CO 600 8,000 0.00%
6 BANK OF MONTREAL /CAN/ 1,000 13,000 0.01%
7 Chicago Partners Investment Group LLC 1,000 13,000 0.01%
8 WFG Advisors, LP 1,000 13,000 0.01%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 1,100 14,000 0.01%
10 SOUTH GEORGIA CAPITAL, LLC 1,100 14,000 0.01%
11 Klingman & Associates, LLC 1,400 17,000 0.01% PRN
12 DUBUQUE BANK & TRUST CO 1,352 17,000 0.01%
13 Cable Hill Partners, LLC 1,624 21,000 0.01%
14 Global X Management CO LLC 1,616 21,000 0.01%
15 HIGH POINT BANK & TRUST CO 1,896 24,000 0.01%
16 Archford Capital Strategies, LLC 1,847 24,000 0.01%
17 Carroll Financial Associates, Inc. 2,068 27,000 0.01%
18 EDMOND DE ROTHSCHILD HOLDING S.A. 2,957 38,000 0.02%
19 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,957 38,000 0.02%
20 DEUTSCHE BANK AG\ 5,623 70,000 0.03%
21 PNC FINANCIAL SERVICES GROUP, INC. 5,506 71,000 0.04%
22 Creative Planning 6,719 86,000 0.04%
23 CITIGROUP INC 6,757 86,000 0.04%
24 US BANCORP \DE\ 10,604 136,000 0.07%
25 TCI Wealth Advisors, Inc. 12,000 153,000 0.08%
26 Private Advisor Group, LLC 12,275 157,000 0.08%
27 First Allied Advisory Services, Inc. 12,439 159,000 0.08%
28 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,493 160,000 0.08%
29 WEDBUSH SECURITIES INC 12,700 162,000 0.08%
30 Cypress Capital Management LLC (WY) 14,000 178,920 0.09%
31 BAIRD FINANCIAL GROUP, INC. 14,515 186,000 0.09%
32 Advisors Asset Management, Inc. 18,768 240,000 0.12%
33 RELATIVE VALUE PARTNERS GROUP, LLC 19,540 250,000 0.12%
34 Sigma Planning Corp 21,608 276,000 0.14%
35 ALETHEA CAPITAL MANAGEMENT, LLC 22,871 292,000 0.14%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,120 329,000 0.16%
37 RAYMOND JAMES & ASSOCIATES 26,052 333,000 0.16%
38 DOLIVER ADVISORS, LP 26,258 336,000 0.17%
39 HighTower Advisors, LLC 28,729 367,000 0.18%
40 WELLINGTON MANAGEMENT GROUP LLP 33,400 427,000 0.21%
41 OPPENHEIMER & CO INC 34,176 437,000 0.22%
42 AMERICAN INTERNATIONAL GROUP, INC. 35,558 454,000 0.22%
43 Shaker Financial Services, LLC 36,981 473,000 0.23%
44 ANCORA PRIVATE WEALTH ADVISORS, LLC 38,034 486,000 0.24%
45 AMERIPRISE FINANCIAL INC 39,553 505,000 0.25%
46 Janney Montgomery Scott LLC 39,739 508,000 0.25%
47 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 44,748 572,000 0.28%
48 STEPHENS INC /AR/ 49,859 637,000 0.32%
49 Capital Investment Advisors, LLC 55,711 712,000 0.35%
50 D.A. DAVIDSON & CO. 60,499 773,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.