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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 84 Institutional holders with a total value of $215,858,495.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 IFP ADVISORS, INC 18,907 233,000 0.11%
52 Virtu KCG Holdings LLC 18,932 233,000 0.11%
53 Sigma Planning Corp 16,711 206,000 0.10%
54 SONORA INVESTMENT MANAGEMENT, LLC 15,000 184,950 0.09%
55 OPPENHEIMER & CO INC 12,855 159,000 0.07%
56 AQR ARBITRAGE LLC 12,764 157,000 0.07%
57 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,558 155,000 0.07%
58 WEDBUSH SECURITIES INC 12,230 151,000 0.07%
59 Round Table Services, LLC 12,200 150,000 0.07%
60 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,941 147,000 0.07%
61 WEALTHPLAN PARTNERS, LLC 5,864 72,303 0.03%
62 US BANCORP \DE\ 5,554 68,000 0.03%
63 DEUTSCHE BANK AG\ 4,830 58,000 0.03%
64 Advisory Services Network, LLC 3,828 47,000 0.02%
65 Global X Management CO LLC 3,543 44,000 0.02%
66 Creative Planning 3,184 39,000 0.02%
67 MOSAIC FAMILY WEALTH, LLC 3,151 39,000 0.02%
68 Cypress Capital Management LLC (WY) 3,000 36,990 0.02%
69 ENVESTNET ASSET MANAGEMENT INC 2,674 33,000 0.02%
70 BANK OF MONTREAL /CAN/ 2,700 33,000 0.02%
71 INTEGRATED WEALTH MANAGEMENT 2,515 31,000 0.01%
72 Archford Capital Strategies, LLC 2,045 25,000 0.01%
73 FIFTH THIRD BANCORP 1,650 20,000 0.01%
74 Klingman & Associates, LLC 1,400 17,000 0.01%
75 WFG Advisors, LP 1,000 12,000 0.01%
76 Chicago Partners Investment Group LLC 1,000 12,000 0.01%
77 SECURITY NATIONAL TRUST CO 600 7,000 0.00%
78 Carroll Financial Associates, Inc. 500 6,000 0.00%
79 WOLVERINE TRADING LP /BD 265 3,252 0.00%
80 SEVENBRIDGE FINANCIAL GROUP, LLC 250 3,000 0.00%
81 Iowa State Bank 228 3,000 0.00%
82 GENEOS WEALTH MANAGEMENT INC. 204 2,000 0.00%
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 63 1,000 0.00%
84 NEXT Financial Group, Inc 100 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.