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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 82 Institutional holders with a total value of $224,037,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BROWN ADVISORY INC 16,220 205,000 0.09%
52 KRILOGY FINANCIAL LLC 15,900 201,000 0.09%
53 Private Advisor Group, LLC 16,119 200,000 0.09%
54 WEDBUSH SECURITIES INC 15,533 196,000 0.09%
55 SONORA INVESTMENT MANAGEMENT, LLC 15,000 189,600 0.08%
56 OPPENHEIMER & CO INC 12,976 164,000 0.07%
57 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,598 147,000 0.07%
58 Shaker Financial Services, LLC 11,216 142,000 0.06%
59 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,141 141,000 0.06%
60 Global X Management CO LLC 6,825 86,000 0.04%
61 US BANCORP \DE\ 5,554 70,000 0.03%
62 WEALTHPLAN PARTNERS, LLC 5,578 69,333 0.03%
63 DEUTSCHE BANK AG\ 4,830 60,000 0.03%
64 MOSAIC FAMILY WEALTH, LLC 3,151 40,000 0.02%
65 Creative Planning 3,184 40,000 0.02%
66 Cypress Capital Management LLC (WY) 3,000 37,920 0.02%
67 BANK OF MONTREAL /CAN/ 2,700 34,000 0.02%
68 INTEGRATED WEALTH MANAGEMENT 2,515 32,000 0.01%
69 ENVESTNET ASSET MANAGEMENT INC 2,000 25,000 0.01%
70 Archford Capital Strategies, LLC 1,945 24,000 0.01%
71 Klingman & Associates, LLC 1,400 18,000 0.01%
72 FIFTH THIRD BANCORP 1,359 17,000 0.01%
73 WFG Advisors, LP 1,049 13,000 0.01%
74 Chicago Partners Investment Group LLC 1,000 13,000 0.01%
75 Vantage Investment Advisors, LLC 1,000 13,000 0.01%
76 SECURITY NATIONAL TRUST CO 600 8,000 0.00%
77 Carroll Financial Associates, Inc. 500 6,000 0.00%
78 NEXT Financial Group, Inc 400 5,000 0.00%
79 GENEOS WEALTH MANAGEMENT INC. 204 2,000 0.00%
80 SEI INVESTMENTS CO 166 2,000 0.00%
81 Cable Hill Partners, LLC 158 2,000 0.00%
82 MANUFACTURERS LIFE INSURANCE COMPANY, THE 126 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.