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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 82 Institutional holders with a total value of $224,037,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cable Hill Partners, LLC 158 2,000 0.00%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 126 2,000 0.00%
3 SEI INVESTMENTS CO 166 2,000 0.00%
4 GENEOS WEALTH MANAGEMENT INC. 204 2,000 0.00%
5 NEXT Financial Group, Inc 400 5,000 0.00%
6 Carroll Financial Associates, Inc. 500 6,000 0.00%
7 SECURITY NATIONAL TRUST CO 600 8,000 0.00%
8 Vantage Investment Advisors, LLC 1,000 13,000 0.01%
9 WFG Advisors, LP 1,049 13,000 0.01%
10 Chicago Partners Investment Group LLC 1,000 13,000 0.01%
11 FIFTH THIRD BANCORP 1,359 17,000 0.01%
12 Klingman & Associates, LLC 1,400 18,000 0.01%
13 Archford Capital Strategies, LLC 1,945 24,000 0.01%
14 ENVESTNET ASSET MANAGEMENT INC 2,000 25,000 0.01%
15 INTEGRATED WEALTH MANAGEMENT 2,515 32,000 0.01%
16 BANK OF MONTREAL /CAN/ 2,700 34,000 0.02%
17 Cypress Capital Management LLC (WY) 3,000 37,920 0.02%
18 Creative Planning 3,184 40,000 0.02%
19 MOSAIC FAMILY WEALTH, LLC 3,151 40,000 0.02%
20 DEUTSCHE BANK AG\ 4,830 60,000 0.03%
21 WEALTHPLAN PARTNERS, LLC 5,578 69,333 0.03%
22 US BANCORP \DE\ 5,554 70,000 0.03%
23 Global X Management CO LLC 6,825 86,000 0.04%
24 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,141 141,000 0.06%
25 Shaker Financial Services, LLC 11,216 142,000 0.06%
26 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,598 147,000 0.07%
27 OPPENHEIMER & CO INC 12,976 164,000 0.07%
28 SONORA INVESTMENT MANAGEMENT, LLC 15,000 189,600 0.08%
29 WEDBUSH SECURITIES INC 15,533 196,000 0.09%
30 Private Advisor Group, LLC 16,119 200,000 0.09%
31 KRILOGY FINANCIAL LLC 15,900 201,000 0.09%
32 BROWN ADVISORY INC 16,220 205,000 0.09%
33 Sigma Planning Corp 17,011 215,000 0.10%
34 CLOUGH CAPITAL PARTNERS L P 17,110 216,000 0.10%
35 PNC FINANCIAL SERVICES GROUP, INC. 17,559 222,000 0.10%
36 IFP ADVISORS, INC 18,269 231,000 0.10%
37 Advisory Services Network, LLC 18,411 233,000 0.10%
38 FARMERS & MERCHANTS INVESTMENTS INC 19,734 249,000 0.11%
39 HighTower Advisors, LLC 20,210 253,000 0.11%
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,042 253,000 0.11%
41 STEPHENS INC /AR/ 20,490 259,000 0.12%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,346 269,000 0.12%
43 OTA Financial Group L.P. 22,604 285,000 0.13%
44 ALETHEA CAPITAL MANAGEMENT, LLC 22,822 288,000 0.13%
45 CORIENT CAPITAL PARTNERS, LLC 23,878 302,000 0.13%
46 AMERIPRISE FINANCIAL INC 25,922 328,000 0.15%
47 MSI Financial Services Inc 29,196 369,000 0.16%
48 Janney Montgomery Scott LLC 31,077 393,000 0.18%
49 Capital Investment Advisors, LLC 40,878 517,000 0.23%
50 Camelot Portfolios, LLC 43,208 546,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.