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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 8 Institutional holders with a total value of $271,669,413.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 7,501,223 190,306,000 70.05%
2 BB&T SECURITIES, LLC 249,798 63,373,000 23.33%
3 RAYMOND JAMES & ASSOCIATES 394,072 9,998,000 3.68%
4 Robert W. Baird & Co. Inc 130,736 3,317,000 1.22%
5 MORGAN STANLEY 98,229 2,493,000 0.92%
6 ROYAL BANK OF CANADA 34,546 876,000 0.32%
7 ENVESTNET ASSET MANAGEMENT INC 26,536 673,000 0.25%
8 AMERICAN INTERNATIONAL GROUP, INC. 24,967 633,413 0.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.