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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 31 Institutional holders with a total value of $293,392,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 7,853,242 195,309,000 66.57%
2 RAYMOND JAMES & ASSOCIATES 1,694,088 42,132,000 14.36%
3 BB&T SECURITIES, LLC 612,522 15,233,000 5.19%
4 ROYAL BANK OF CANADA 290,367 7,222,000 2.46%
5 MORGAN STANLEY 281,459 7,000,000 2.39%
6 STIFEL FINANCIAL CORP 276,007 6,864,000 2.34%
7 ENVESTNET ASSET MANAGEMENT INC 234,467 5,831,000 1.99%
8 Koshinski Asset Management, Inc. 122,248 3,040,000 1.04%
9 UBS Group AG 102,471 2,548,000 0.87%
10 JANE STREET GROUP, LLC 79,224 1,970,000 0.67%
11 Raymond James Financial Services Advisors, Inc. 69,662 1,733,000 0.59%
12 VICUS CAPITAL 39,524 983,000 0.34%
13 Janney Montgomery Scott LLC 19,054 461,000 0.16%
14 BAIRD FINANCIAL GROUP, INC. 15,716 397,000 0.14%
15 ADVISOR GROUP, INC. 15,188 377,000 0.13%
16 Stratos Wealth Partners, LTD. 14,840 369,000 0.13%
17 MSI Financial Services Inc 13,835 344,000 0.12%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,202 303,000 0.10%
19 FDx Advisors, Inc. 11,231 279,000 0.10%
20 Cambridge Investment Research Advisors, Inc. 10,583 263,000 0.09%
21 3D ASSET MANAGEMENT, INC 10,561 263,000 0.09%
22 SIGNATUREFD, LLC 9,074 226,000 0.08%
23 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,404 60,000 0.02%
24 Winch Advisory Services, LLC 2,116 53,000 0.02%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,848 45,000 0.02%
26 Hudock, Inc. 1,738 43,000 0.01%
27 IFP ADVISORS, INC 937 23,000 0.01%
28 WELLS FARGO & COMPANY/MN 661 16,000 0.01%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 200 5,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%
31 BANK OF AMERICA CORP /DE/ 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.