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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $410,009,638.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 10,833,561 262,064,000 63.92%
2 RAYMOND JAMES & ASSOCIATES 2,399,415 58,042,000 14.16%
3 BB&T SECURITIES, LLC 724,438 17,524,000 4.27%
4 ENVESTNET ASSET MANAGEMENT INC 514,594 12,448,000 3.04%
5 3D ASSET MANAGEMENT, INC 478,463 11,574,000 2.82%
6 ROYAL BANK OF CANADA 333,565 8,069,000 1.97%
7 BAIRD FINANCIAL GROUP, INC. 327,531 7,923,000 1.93%
8 MORGAN STANLEY 323,872 7,835,000 1.91%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 294,584 7,126,000 1.74%
10 Koshinski Asset Management, Inc. 182,004 4,403,000 1.07%
11 UBS Group AG 169,958 4,111,000 1.00%
12 Raymond James Financial Services Advisors, Inc. 78,597 1,901,000 0.46%
13 JANE STREET GROUP, LLC 56,885 1,376,000 0.34%
14 Atria Investments, Inc 32,190 777,000 0.19%
15 VICUS CAPITAL 30,591 740,000 0.18%
16 MSI Financial Services Inc 27,290 660,000 0.16%
17 Virtu KCG Holdings LLC 24,929 603,000 0.15%
18 Janney Montgomery Scott LLC 19,054 461,000 0.11%
19 FDx Advisors, Inc. 17,472 423,000 0.10%
20 AMERICAN INTERNATIONAL GROUP, INC. 16,854 408,000 0.10%
21 SIGNATUREFD, LLC 15,794 382,000 0.09%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,056 364,000 0.09%
23 Stratos Wealth Partners, LTD. 11,344 274,000 0.07%
24 Arete Wealth Advisors, LLC 10,885 263,000 0.06%
25 PNC FINANCIAL SERVICES GROUP, INC. 3,165 77,000 0.02%
26 Hudock, Inc. 2,705 65,000 0.02%
27 Winch Advisory Services, LLC 2,063 50,000 0.01%
28 FIFTH THIRD BANCORP 1,149 28,000 0.01%
29 IFP ADVISORS, INC 937 23,000 0.01%
30 Winslow, Evans & Crocker, Inc. 524 12,638 0.00%
31 Pinnacle Summer Investments, Inc. 140 3,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.