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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $560,563,120.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 12,262,037 309,003,000 55.12%
2 BB&T SECURITIES, LLC 759,190 191,315,000 34.13%
3 RAYMOND JAMES & ASSOCIATES 722,248 18,201,000 3.25%
4 Robert W. Baird & Co. Inc 558,296 14,069,000 2.51%
5 3D ASSET MANAGEMENT, INC 432,280 10,893,000 1.94%
6 Koshinski Asset Management, Inc. 195,257 4,920,000 0.88%
7 ROYAL BANK OF CANADA 125,074 3,152,000 0.56%
8 MORGAN STANLEY 112,159 2,826,000 0.50%
9 TRUST CO 41,138 1,037,000 0.18%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,896 804,000 0.14%
11 JANE STREET GROUP, LLC 22,652 571,000 0.10%
12 AMERICAN INTERNATIONAL GROUP, INC. 22,155 558,306 0.10%
13 WHITTIER TRUST CO 20,360 513,000 0.09%
14 Atria Investments, Inc 20,072 506,000 0.09%
15 SIGNATUREFD, LLC 19,323 487,000 0.09%
16 Janney Montgomery Scott LLC 17,555 442,000 0.08%
17 Stratos Wealth Partners, LTD. 13,453 339,000 0.06%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,330 311,000 0.06%
19 MSI Financial Services Inc 11,272 284,000 0.05%
20 UBS Group AG 8,626 218,000 0.04%
21 Hudock, Inc. 2,652 67,000 0.01%
22 WELLS FARGO & COMPANY/MN 1,339 34,000 0.01%
23 Winslow, Evans & Crocker, Inc. 510 12,814 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.