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RIVERFRONT STRATEGIC OME FUND
RIVERFRONT STRATEGIC OME FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 15 Institutional holders with a total value of $360,628,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 9,416,784 239,939,000 66.53%
2 BB&T SECURITIES, LLC 386,985 98,603,000 27.34%
3 RAYMOND JAMES & ASSOCIATES 453,569 11,557,000 3.20%
4 Robert W. Baird & Co. Inc 135,047 3,441,000 0.95%
5 MORGAN STANLEY 114,631 2,921,000 0.81%
6 ROYAL BANK OF CANADA 55,064 1,403,000 0.39%
7 AMERICAN INTERNATIONAL GROUP, INC. 47,242 1,203,726 0.33%
8 ENVESTNET ASSET MANAGEMENT INC 34,110 869,000 0.24%
9 Janney Montgomery Scott LLC 9,395 239,385 0.07%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,351 213,000 0.06%
11 MSI Financial Services Inc 4,601 117,000 0.03%
12 UBS AG 2,396 62,000 0.02%
13 Hudock, Inc. 1,822 46,000 0.01%
14 Winslow, Evans & Crocker, Inc. 500 12,740 0.00%
15 NEXT Financial Group, Inc 85 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.