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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $291,115,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 7,285,446 183,301,000 62.97%
2 RAYMOND JAMES & ASSOCIATES 1,571,199 39,531,000 13.58%
3 BB&T SECURITIES, LLC 627,988 15,913,000 5.47%
4 Janney Montgomery Scott LLC 444,108 11,174,000 3.84%
5 ROYAL BANK OF CANADA 333,816 8,400,000 2.89%
6 STIFEL FINANCIAL CORP 323,802 8,151,000 2.80%
7 MORGAN STANLEY 295,259 7,429,000 2.55%
8 ENVESTNET ASSET MANAGEMENT INC 217,526 5,473,000 1.88%
9 UBS Group AG 88,916 2,237,000 0.77%
10 Koshinski Asset Management, Inc. 84,262 2,120,000 0.73%
11 Raymond James Financial Services Advisors, Inc. 72,545 1,825,000 0.63%
12 CORNERSTONE WEALTH MANAGEMENT, LLC 63,453 1,599,000 0.55%
13 VICUS CAPITAL 35,461 892,000 0.31%
14 Cambridge Investment Research Advisors, Inc. 24,843 625,000 0.21%
15 BAIRD FINANCIAL GROUP, INC. 17,378 437,000 0.15%
16 FDx Advisors, Inc. 14,300 360,000 0.12%
17 WELLS FARGO & COMPANY/MN 12,958 326,000 0.11%
18 MSI Financial Services Inc 12,918 325,000 0.11%
19 ADVISOR GROUP, INC. 10,375 261,000 0.09%
20 Stratos Wealth Partners, LTD. 10,149 255,000 0.09%
21 CIBC WORLD MARKET INC. 9,049 228,000 0.08%
22 IFP ADVISORS, INC 2,437 61,000 0.02%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 1,950 49,000 0.02%
24 BB&T INVESTMENT SERVICES, INC. 1,921 48,000 0.02%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,709 43,000 0.01%
26 Hudock, Inc. 1,691 42,000 0.01%
27 US BANCORP \DE\ 394 10,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.