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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 30 Institutional holders with a total value of $395,270,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 11,083,513 270,991,000 68.56%
2 RAYMOND JAMES & ASSOCIATES 2,499,098 61,103,000 15.46%
3 BB&T SECURITIES, LLC 787,459 19,253,000 4.87%
4 ROYAL BANK OF CANADA 358,075 8,756,000 2.22%
5 ENVESTNET ASSET MANAGEMENT INC 319,749 7,818,000 1.98%
6 MORGAN STANLEY 260,978 6,381,000 1.61%
7 UBS Group AG 190,067 4,647,000 1.18%
8 Koshinski Asset Management, Inc. 142,367 3,481,000 0.88%
9 Raymond James Financial Services Advisors, Inc. 139,505 3,411,000 0.86%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110,548 2,703,000 0.68%
11 VICUS CAPITAL 40,846 999,000 0.25%
12 JANE STREET GROUP, LLC 34,820 851,000 0.22%
13 Virtu KCG Holdings LLC 34,670 848,000 0.21%
14 CORNERSTONE WEALTH MANAGEMENT, LLC 27,802 684,000 0.17%
15 MSI Financial Services Inc 18,770 459,000 0.12%
16 FDx Advisors, Inc. 17,858 437,000 0.11%
17 SIGNATUREFD, LLC 15,444 378,000 0.10%
18 BAIRD FINANCIAL GROUP, INC. 14,650 358,000 0.09%
19 AMERICAN INTERNATIONAL GROUP, INC. 14,536 355,000 0.09%
20 Janney Montgomery Scott LLC 12,859 314,000 0.08%
21 Stratos Wealth Partners, LTD. 11,603 284,000 0.07%
22 STIFEL FINANCIAL CORP 10,481 256,000 0.06%
23 Cambridge Investment Research Advisors, Inc. 9,295 227,000 0.06%
24 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 3,393 83,000 0.02%
25 Hudock, Inc. 2,550 62,000 0.02%
26 Winch Advisory Services, LLC 2,081 51,000 0.01%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,842 45,000 0.01%
28 IFP ADVISORS, INC 937 23,000 0.01%
29 WELLS FARGO & COMPANY/MN 475 12,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.