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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $396,717,314.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 9,235,595 229,412,000 57.83%
2 BB&T SECURITIES, LLC 497,934 123,686,000 31.18%
3 3D ASSET MANAGEMENT, INC 425,438 10,568,000 2.66%
4 RAYMOND JAMES & ASSOCIATES 360,746 8,961,000 2.26%
5 Robert W. Baird & Co. Inc 317,254 7,881,000 1.99%
6 Koshinski Asset Management, Inc. 178,179 4,426,000 1.12%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 135,791 3,373,000 0.85%
8 MORGAN STANLEY 84,105 2,089,000 0.53%
9 ROYAL BANK OF CANADA 78,187 1,943,000 0.49%
10 AMERICAN INTERNATIONAL GROUP, INC. 48,351 1,201,039 0.30%
11 JANE STREET GROUP, LLC 27,967 695,000 0.18%
12 Stratos Wealth Partners, LTD. 23,814 591,770 0.15%
13 Atria Investments, Inc 19,680 489,000 0.12%
14 SIGNATUREFD, LLC 14,456 359,000 0.09%
15 MSI Financial Services Inc 12,980 322,000 0.08%
16 Janney Montgomery Scott LLC 12,761 316,983 0.08%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,302 306,000 0.08%
18 Hudock, Inc. 1,908 47,000 0.01%
19 NEW ENGLAND SECURITIES CORP /MA/ 1,204 30,000 0.01%
20 Winslow, Evans & Crocker, Inc. 506 12,522 0.00%
21 BANK OF AMERICA CORP /DE/ 329 8,000 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.