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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $291,115,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 US BANCORP \DE\ 394 10,000 0.00%
3 Hudock, Inc. 1,691 42,000 0.01%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,709 43,000 0.01%
5 BB&T INVESTMENT SERVICES, INC. 1,921 48,000 0.02%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 1,950 49,000 0.02%
7 IFP ADVISORS, INC 2,437 61,000 0.02%
8 CIBC WORLD MARKET INC. 9,049 228,000 0.08%
9 Stratos Wealth Partners, LTD. 10,149 255,000 0.09%
10 ADVISOR GROUP, INC. 10,375 261,000 0.09%
11 MSI Financial Services Inc 12,918 325,000 0.11%
12 WELLS FARGO & COMPANY/MN 12,958 326,000 0.11%
13 FDx Advisors, Inc. 14,300 360,000 0.12%
14 BAIRD FINANCIAL GROUP, INC. 17,378 437,000 0.15%
15 Cambridge Investment Research Advisors, Inc. 24,843 625,000 0.21%
16 VICUS CAPITAL 35,461 892,000 0.31%
17 CORNERSTONE WEALTH MANAGEMENT, LLC 63,453 1,599,000 0.55%
18 Raymond James Financial Services Advisors, Inc. 72,545 1,825,000 0.63%
19 Koshinski Asset Management, Inc. 84,262 2,120,000 0.73%
20 UBS Group AG 88,916 2,237,000 0.77%
21 ENVESTNET ASSET MANAGEMENT INC 217,526 5,473,000 1.88%
22 MORGAN STANLEY 295,259 7,429,000 2.55%
23 STIFEL FINANCIAL CORP 323,802 8,151,000 2.80%
24 ROYAL BANK OF CANADA 333,816 8,400,000 2.89%
25 Janney Montgomery Scott LLC 444,108 11,174,000 3.84%
26 BB&T SECURITIES, LLC 627,988 15,913,000 5.47%
27 RAYMOND JAMES & ASSOCIATES 1,571,199 39,531,000 13.58%
28 RiverFront Investment Group, LLC 7,285,446 183,301,000 62.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.