| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | TIVO INC | 71,000 | 62,000 | 0.00% | PRN | |
| 202 | ILLUMINA INC | 57,000 | 63,000 | 0.00% | PRN | |
| 203 | UNIVERSAL TECHNICAL INST INC | 17,898 | 63,000 | 0.00% | ||
| 204 | ARES CAP CORP | 61,000 | 63,000 | 0.00% | PRN | |
| 205 | TESLA INC SR CV NT 0.25 19 | 67,000 | 65,000 | 0.00% | PRN | |
| 206 | TIDEWATER INC | 5,040 | 66,000 | 0.00% | ||
| 207 | ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN | 12,700 | 66,000 | 0.00% | ||
| 208 | AGENUS INC | 14,276 | 66,000 | 0.00% | ||
| 209 | SANDISK CORP | 71,000 | 69,000 | 0.00% | PRN | |
| 210 | AKAMAI TECHNOLOGIES INC | 67,000 | 70,000 | 0.00% | PRN | |
| 211 | PACIFIC MERCANTILE BANCORP | 10,500 | 71,000 | 0.00% | ||
| 212 | SANDSTORM GOLD LTD | 27,021 | 72,000 | 0.00% | ||
| 213 | TOLL BROS FIN CORP | 70,000 | 72,000 | 0.00% | PRN | |
| 214 | MFS GOVT MKTS INCOME TR | 13,421 | 72,000 | 0.00% | ||
| 215 | ABERDEEN ASIA PACIFIC INCOM | 16,227 | 73,000 | 0.00% | ||
| 216 | FelCor Lodging Trust Inc | 10,485 | 74,000 | 0.00% | ||
| 217 | CLOUD PEAK ENERGY INC COM | 28,353 | 75,000 | 0.00% | ||
| 218 | APOLLO INVT CORP 5.75% 01/15/2016 | 75,000 | 75,000 | 0.00% | PRN | |
| 219 | YAHOO INC SR CV ZERO NT 18 | 79,000 | 76,000 | 0.00% | PRN | |
| 220 | Royal Gold Inc | 80,000 | 77,000 | 0.00% | PRN | |
| 221 | HOMEAWAY INC | 83,000 | 77,000 | 0.00% | PRN | |
| 222 | ALPINE TOTAL DYNAMIC DIVID F | 10,342 | 78,000 | 0.00% | ||
| 223 | INVESCO SR INCOME TR | 19,000 | 79,000 | 0.00% | ||
| 224 | MEDLEY CAP CORPORATION | 10,759 | 79,000 | 0.00% | ||
| 225 | CEPHEID | 78,000 | 79,000 | 0.00% | PRN | |
| 226 | STRATEGIC GLOBAL INCOME FD COM | 10,147 | 80,000 | 0.00% | ||
| 227 | LINN ENERGY LLC UNIT LTD LIAB | 29,855 | 80,000 | 0.00% | ||
| 228 | AU OPTRONICS CORP | 27,757 | 82,000 | 0.00% | ||
| 229 | VIAVI SOLUTIONS INC | 15,415 | 83,000 | 0.00% | ||
| 230 | GREENBRIER COS INC | 77,000 | 83,000 | 0.00% | PRN | |
| 231 | ENERGOUS CORP | 12,000 | 83,000 | 0.00% | ||
| 232 | SYNTHETIC BIOLOGICS INCORPORATED | 36,451 | 83,000 | 0.00% | ||
| 233 | EATON VANCE SR INCOME TR | 14,580 | 85,000 | 0.00% | ||
| 234 | CYS INVTS INC COM | 11,902 | 87,000 | 0.00% | ||
| 235 | ABERDEEN AUSTRALIA EQUITY FD | 16,231 | 87,000 | 0.00% | ||
| 236 | VALE S A | 21,162 | 89,000 | 0.00% | ||
| 237 | DENBURY RESOURCES INC | 36,027 | 89,000 | 0.00% | ||
| 238 | SunEdison Inc | 13,085 | 93,000 | 0.00% | ||
| 239 | GENERAL FIN CORP DEL | 25,000 | 93,000 | 0.00% | ||
| 240 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 12,053 | 95,000 | 0.00% | ||
| 241 | KRONOS WORLDWIDE INC | 16,291 | 101,000 | 0.00% | ||
| 242 | NUVEEN SR INCOME FD | 17,864 | 105,000 | 0.00% | ||
| 243 | OFFICE DEPOT INC | 16,736 | 107,000 | 0.00% | ||
| 244 | NUVEEN FLTNG RTE INCM OPP FD | 10,794 | 107,000 | 0.00% | ||
| 245 | CLIFFS NAT RES INC | 45,190 | 110,000 | 0.00% | ||
| 246 | IMMUNOGEN INC | 11,515 | 111,000 | 0.00% | ||
| 247 | FLEX LTD | 10,453 | 111,000 | 0.00% | ||
| 248 | HHGREGG INC | 23,000 | 112,000 | 0.00% | ||
| 249 | GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B | 15,559 | 114,000 | 0.00% | ||
| 250 | ARC DOCUMENT SOLUTIONS INC COM | 19,105 | 114,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011885, filed 2015.11.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
