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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.51%
2 ISHARES TR 1,540,944 57,708 5.26%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.01%
4 SPDR GOLD TR 437,116 54,918 5.01%
5 VANGUARD INDEX FDS 457,132 50,892 4.64%
6 ISHARES TR 413,702 46,508 4.24%
7 SPDR SER TR 500,658 24,457 2.23%
8 APPLE INC 181,502 20,519 1.87%
9 SPDR SER TR 359,078 17,983 1.64%
10 ISHARES TR 136,537 16,479 1.50%
11 ISHARES TR 128,813 16,077 1.47%
12 MICROSOFT CORP 265,492 15,292 1.39%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.37%
14 ISHARES TR 118,231 13,341 1.22%
15 JOHNSON & JOHNSON 95,794 11,316 1.03%
16 VANGUARD WORLD FD 88,968 10,709 0.98%
17 GLAXOSMITHKLINE PLC 500,000 10,671 0.97%
18 ISHARES TR 67,069 10,376 0.95%
19 FACEBOOK INC 78,996 10,133 0.92%
20 ALPHABET INC 12,346 9,927 0.90%
21 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.88%
22 ISHARES TR 51,810 9,031 0.82%
23 ACCENTURE PLC IRELAND 69,553 8,497 0.77%
24 JPMORGAN CHASE & CO 126,710 8,438 0.77%
25 VANGUARD INDEX FDS 96,559 8,376 0.76%
26 ISHARES TR 38,216 8,314 0.76%
27 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.73%
28 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.70%
29 HOME DEPOT INC 59,684 7,680 0.70%
30 VANGUARD WORLD FDS 55,865 7,647 0.70%
31 VANGUARD WORLD FD 55,734 7,407 0.68%
32 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.67%
33 CISCO SYS INC 231,621 7,347 0.67%
34 VANGUARD WORLD FDS 55,529 6,982 0.64%
35 INTEL CORP 181,053 6,835 0.62%
36 SELECT SECTOR SPDR TR 351,623 6,786 0.62%
37 VISA INC 79,353 6,563 0.60%
38 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
39 DISCOVER FINL SVCS 106,627 6,030 0.55%
40 VANGUARD WORLD FDS 53,417 5,924 0.54%
41 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
42 GENERAL MLS INC 90,522 5,783 0.53%
43 ALPHABET INC 7,341 5,706 0.52%
44 MEDTRONIC PLC 65,971 5,700 0.52%
45 KIMBERLY CLARK CORP 43,019 5,426 0.49%
46 EXXON MOBIL CORP 61,602 5,377 0.49%
47 NXP SEMICONDUCTORS N V 52,657 5,372 0.49%
48 COSTCO WHSL CORP NEW 34,826 5,311 0.48%
49 DISNEY WALT CO 57,113 5,304 0.48%
50 TJX COS INC NEW 69,401 5,190 0.47%
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New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,541,944 58,104 5.37%
2 BIODELIVERY SCIENCES INTL IN 558,000 1,507 0.14%
3 NEOVASC INC 529,250 279 0.03%
4 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.08%
5 POWERSHARES QQQ TRUST 509,230 60,456 5.58%
6 SPDR SER TR 500,658 24,457 2.26%
7 VANGUARD INDEX FDS 457,132 50,892 4.70%
8 SPDR GOLD TR 437,116 54,918 5.07%
9 ISHARES TR 413,702 46,508 4.30%
10 OHR PHARMACEUTICAL INC 365,000 1,033 0.10%
11 SPDR SER TR 359,078 17,983 1.66%
12 SELECT SECTOR SPDR TR 351,623 6,786 0.63%
13 IMMUNOMEDICS INCORPORATED 315,000 1,024 0.09%
14 OCULAR THERAPEUTIX INC 314,752 2,162 0.20%
15 SPROTT PHYSICAL GOLD TRUST 306,275 3,353 0.31%
16 MICROSOFT CORP 265,492 15,292 1.41%
17 CISCO SYS INC 231,621 7,347 0.68%
18 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
19 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.89%
20 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.71%
21 FLEX LTD 201,490 2,744 0.25%
22 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.68%
23 APPLE INC 181,502 20,519 1.89%
24 INTEL CORP 181,053 6,835 0.63%
25 AGENUS INC 148,000 1,063 0.10%
26 ISHARES TR 136,537 16,479 1.52%
27 ISHARES TR 128,813 16,077 1.48%
28 JPMORGAN CHASE & CO 126,710 8,438 0.78%
29 SPDR SERIES TRUST 121,557 3,740 0.35%
30 ZOGENIX INC 121,400 1,388 0.13%
31 FLAMEL TECHNOLOGIES SA SPONSORED ADR 120,700 1,497 0.14%
32 OCEAN RIG 120,000 101 0.01%
33 ISHARES TR 118,231 13,341 1.23%
34 GOLD FIELDS LTD NEW 115,600 561 0.05%
35 US BANCORP DEL 114,673 4,918 0.45%
36 CITIZENS FINL GROUP INC 112,090 2,770 0.26%
37 BT GROUP PLC 109,124 2,775 0.26%
38 SCHWAB EMERGING MARKETS EQUITY ETF 108,778 2,508 0.23%
39 SPDR INDEX SHS FDS 108,714 4,534 0.42%
40 DISCOVER FINL SVCS 106,627 6,030 0.56%
41 US FOODS HLDG CORP 102,505 2,420 0.22%
42 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.74%
43 ISHARES MSCI ACWI EX US IDX FD 98,105 4,069 0.38%
44 VANGUARD INDEX FDS 96,559 8,376 0.77%
45 JOHNSON & JOHNSON 95,794 11,316 1.05%
46 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
47 GENERAL MLS INC 90,522 5,783 0.53%
48 TAIWAN SEMICONDUCTOR MFG LTD 89,500 2,738 0.25%
49 VANGUARD WORLD FD 88,968 10,709 0.99%
50 NEURODERM LTD 86,500 1,599 0.15%
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