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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
251 PROOFPOINT INC 25,508 1,909 0.08%
252 ROYAL DUTCH SHELL PLC 36,074 1,906 0.08%
253 VANGUARD WORLD FD 30,366 1,903 0.08%
254 PAYCHEX INC 32,705 1,893 0.08%
255 ESTERLINE TECHNOLOGIES CORP 24,838 1,889 0.08%
256 METLIFE INC 42,189 1,874 0.08%
257 BRITISH AMERN TOB PLC 14,652 1,870 0.08%
258 HUNT J B TRANS SVCS INC 23,034 1,869 0.08%
259 O REILLY AUTOMOTIVE INC NEW 6,660 1,866 0.08%
260 PPG INDS INC 18,015 1,862 0.08%
261 DISCOVERY COMMUNICATNS NEW 68,397 1,841 0.08%
262 ALLIANT ENERGY CORP 47,898 1,835 0.08%
263 LKQ CORP 51,731 1,834 0.08%
264 UNILEVER N V 39,726 1,831 0.08%
265 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 98,947 1,812 0.08%
266 INTL PAPER CO 37,693 1,809 0.08%
267 ISHARES TR 45,997 1,794 0.08%
268 DXP ENTERPRISES INC NEW COM NEW 63,427 1,788 0.08%
269 UBS AG 89,807 1,780 0.08%
270 FIRST TR EXCHANGE TRADED FD 47,298 1,738 0.08%
271 BERKSHIRE HATHAWAY INC DEL 8 1,730 0.08%
272 VANGUARD WORLD FD 19,762 1,729 0.08%
273 WHOLE FOODS MKT INC 60,530 1,716 0.08%
274 POWERSHARES ETF TR II 26,660 1,692 0.07%
275 ROYAL DUTCH SHELL PLC 33,278 1,666 0.07%
276 FIRST TR MID CAP CORE ALPHAD 31,269 1,652 0.07%
277 MPLX LP 48,685 1,648 0.07%
278 V F CORP 29,388 1,647 0.07%
279 LAUDER ESTEE COS INC 18,387 1,628 0.07%
280 ANNALY CAP MGMT INC 154,846 1,626 0.07%
281 SPDR SERIES TRUST 36,770 1,625 0.07%
282 SHERWIN WILLIAMS CO 5,806 1,606 0.07%
283 HCP INC 42,257 1,604 0.07%
284 LOCKHEED MARTIN CORP 6,663 1,597 0.07%
285 G-III APPAREL GROUP LTD 54,501 1,589 0.07%
286 FRANKLIN RESOURCES INC 44,673 1,589 0.07%
287 ABIOMED INC 12,340 1,587 0.07%
288 HCA HEALTHCARE INC 20,865 1,578 0.07%
289 CAPITALA FIN CORP 119,643 1,569 0.07%
290 INTERCONTINENTAL EXCHANGE IN 5,821 1,568 0.07%
291 SIMMONS 1ST NATL CORP CL A $1 PAR 31,366 1,565 0.07%
292 VALERO ENERGY CORP NEW 29,275 1,552 0.07%
293 PALO ALTO NETWORKS INC 9,728 1,550 0.07%
294 MCKESSON CORP 9,100 1,517 0.07%
295 REGIONS FINANCIAL CORP NEW 149,049 1,471 0.06%
296 UNITED NATURAL FOODSINC 36,480 1,461 0.06%
297 KELLOGG CO 18,849 1,460 0.06%
298 AGREE RLTY CORP COM 29,452 1,456 0.06%
299 DELTA AIRLINES INC DEL 36,934 1,454 0.06%
300 LUMBER LIQUIDATORS HLDGS INC 73,901 1,454 0.06%
Page 6 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 AKORN INCORPORATED 122 3 0.00%
2 ROPER TECHNOLOGIES INC 15 3 0.00%
3 MIMEDX GROUP INC COM 500 4 0.00%
4 CINEMARK HOLDINGS INC 119 5 0.00%
5 AEROVIRONMENT INC 200 5 0.00%
6 RPC INC 387 7 0.00%
7 PAPA JOHNS INTL INC 103 8 0.00%
8 Forum Energy Technologies Inc 436 9 0.00%
9 NAVIDEA BIOPHARM INC 15,000 14 0.00%
10 IPG PHOTONICS CORP 190 16 0.00%
11 Parexel International Corp. 285 20 0.00%
12 EXCO RESOURCES INC 21,502 23 0.00%
13 QUALYS INC 672 26 0.00%
14 HUB GROUP INC CL A 634 26 0.00%
15 BIODELIVERY SCIENCES INTL IN 10,000 27 0.00%
16 AUTODESK INC 430 31 0.00%
17 FIREEYE INC 2,198 32 0.00%
18 IMMUNOMEDICS INCORPORATED 10,000 33 0.00%
19 TIDEWATER INC 11,900 34 0.00%
20 HEALTHSTREAM INC COM 1,246 34 0.00%
21 TASER INTL INC 1,219 35 0.00%
22 IMATION CORP 66,664 42 0.00%
23 TREX CO INC COM 723 42 0.00%
24 TRIPADVISOR INC 706 45 0.00%
25 FLIR SYS INC 1,460 46 0.00%
26 CABOT OIL & GAS CORP 1,810 47 0.00%
27 RESEARCH FRONTIERS INC 20,000 52 0.00%
28 SPS COMM INC COM 722 53 0.00%
29 TABLEAU SOFTWARE INC 969 54 0.00%
30 HILLTOP HOLDINGS INC 2,458 55 0.00%
31 XILINX INC 1,221 66 0.00%
32 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
33 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
34 MICROSEMI CORP 1,701 71 0.00%
35 HOLOGIC INC 1,876 73 0.00%
36 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
37 AEGON N V 19,255 74 0.00%
38 LAM RESEARCH CORP 795 75 0.00%
39 Abraxas Petroleum Corp 45,000 76 0.00%
40 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
41 HENRY SCHEIN INC 476 78 0.00%
42 NEW YORK MTG TR INC 13,150 79 0.00%
43 LIGAND PHARMACEUTICALS INC 801 82 0.00%
44 NOBLE CORP PLC 12,994 82 0.00%
45 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
46 DENTSPLY SIRONA INC 1,457 87 0.00%
47 IMPERVA INC 1,637 88 0.00%
48 POWER INTEGRATIONS INC COM 1,435 90 0.00%
49 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
50 TICC CAPITAL CORP 17,560 102 0.00%
Page 1 of 16