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Institutional Investment Manager
CITIGROUP INC
CITIGROUP INC (CIK: 0000831001) incorporated in Delaware, registered under National Commercial Banks, located at 388 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 7,265 holdings with a total value of $110,974,199,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 PIMCO STRATEGIC INCOME FD 150 1,000 0.00%
102 OCEAN PWR TECHNOLOGIES INC 300 1,000 0.00%
103 VONAGE HLDGS CORP 200 1,000 0.00% Call
104 ELEVEN BIOTHERAPEUTICS INC 500 1,000 0.00%
105 SPECTRUM PHARMACEUTICALS INC COM 200 1,000 0.00% Call
106 WISDOMTREE CONTINUOUS COMMOD 70 1,000 0.00%
107 TRANSENTERIX INC 1,000 1,000 0.00% Put
108 SUNPOWER CORP SR CV DEB0.75 18 1,000 1,000 0.00% PRN
109 VOYA INFRASTRUCTURE INDLS 39 1,000 0.00%
110 REX ENERGY CORPORATION 2,110 1,000 0.00%
111 PACIFIC BIOSCIENCES CALIF IN 200 1,000 0.00% Call
112 EASTMAN KODAK CO 159 1,000 0.00% Call
113 STONE ENERGY CORP 185 1,000 0.00%
114 RITTER PHARMACEUTICALS INC 369 1,000 0.00%
115 VANECK VECTORS ETF TR 65 1,000 0.00%
116 PEREGRINE PHARMACEUTICALS IN 2,990 1,000 0.00%
117 PIMCO GLOBAL STOCKSPLS INCM 90 1,000 0.00%
118 HISTOGENICS CORP 800 1,000 0.00%
119 SORL AUTO PTS INC 450 1,000 0.00%
120 VOXELJET AG 300 1,000 0.00%
121 PERMIAN BASIN RTY TR 109 1,000 0.00%
122 CASCADIAN THERAPEUTICS INC 191 1,000 0.00%
123 REPROS THERAPEUTICS INC 985 1,000 0.00%
124 PROSHARES TR 21 1,000 0.00%
125 ANI PHARMACEUTICALS INC 1,000 1,000 0.00% PRN
126 HARRIS & HARRIS GROUP INC 665 1,000 0.00%
127 ETSY INC 100 1,000 0.00% Put
128 POWERSHARES FTSE RAFI ASIA PACIFIC EX-JAPAN PORTFOLIO 20 1,000 0.00%
129 WESTPORT FUEL SYSTEMS INC 600 1,000 0.00%
130 Navidea Biopharm Inc 1,000 1,000 0.00%
131 DIANA SHIPPING INC 435 1,000 0.00%
132 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 194 1,000 0.00%
133 ISHARES TR 45 1,000 0.00%
134 NAVIOS MARITIME PARTNERS L P 900 1,000 0.00% Put
135 STRATA SKIN SCIENCES INC 2,200 1,000 0.00%
136 JUMEI INTL HLDG LTD 200 1,000 0.00% Call
137 APPLIED DNA 467 1,000 0.00%
138 MICRONET ENERTEC TECH INC COM 1,000 1,000 0.00%
139 MIRATI THERAPEUTICS INC COM 200 1,000 0.00%
140 PAYLOCITY HOLDING CORPORATION COM 42 1,000 0.00%
141 VIRTUS GLOBAL MULTI-SEC INC 71 1,000 0.00%
142 INTERLINK ELECTRS INC 100 1,000 0.00%
143 BIOTIME INC 783 1,000 0.00% Call
144 VANECK VECTORS ETF TR 54 1,000 0.00%
145 HHGREGG INC 443 1,000 0.00%
146 COHEN STEERS CLOSED END OP 100 1,000 0.00%
147 SYSOREX GLOBAL COM NEW 5,411 1,000 0.00%
148 GUGGENHEIM FRONTIER MARKETS ETF 130 1,000 0.00%
149 CALADRIUS BIOSCIENCES INC 202 1,000 0.00%
150 ABEONA THERAPEUTICS INC 200 1,000 0.00%
Page 3 of 146

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000831001-17-000034, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.