| 1 |
UBS Group AG |
639,329 |
9,801,000 |
20.03% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
559,602 |
8,579,000 |
17.53% |
|
|
| 3 |
MORGAN STANLEY |
493,028 |
7,558,000 |
15.45% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
324,787 |
4,979,000 |
10.18% |
|
|
| 5 |
CYPRESS WEALTH ADVISORS LLC |
401,492 |
3,975,000 |
8.12% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
250,676 |
3,843,000 |
7.85% |
|
|
| 7 |
Invesco Ltd. |
172,106 |
2,639,000 |
5.39% |
|
|
| 8 |
Advisors Asset Management, Inc. |
157,189 |
2,410,000 |
4.93% |
|
|
| 9 |
Shaker Financial Services, LLC |
122,157 |
1,873,000 |
3.83% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
38,945 |
597,000 |
1.22% |
|
|
| 11 |
Saba Capital Management, L.P. |
33,247 |
510,000 |
1.04% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
27,305 |
419,000 |
0.86% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
19,666 |
301,000 |
0.62% |
|
|
| 14 |
Cambridge Investment Research Advisors, Inc. |
18,902 |
290,000 |
0.59% |
|
|
| 15 |
ArrowMark Colorado Holdings LLC |
15,029 |
230,000 |
0.47% |
|
|
| 16 |
LPL Financial LLC |
12,460 |
194,000 |
0.40% |
|
|
| 17 |
Laurion Capital Management LP |
10,179 |
156,000 |
0.32% |
|
|
| 18 |
Winslow, Evans & Crocker, Inc. |
10,100 |
154,834 |
0.32% |
|
|
| 19 |
ROYAL BANK OF CANADA |
9,362 |
144,000 |
0.29% |
|
|
| 20 |
ADVISOR GROUP, INC. |
7,554 |
116,000 |
0.24% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,736 |
103,000 |
0.21% |
|
|
| 22 |
Liberty Capital Management, Inc. |
3,250 |
51,000 |
0.10% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
200 |
3,000 |
0.01% |
|
|
| 24 |
PENSERRA CAPITAL MANAGEMENT LLC |
146 |
2,000 |
0.00% |
|
|
| 25 |
SEI INVESTMENTS CO |
46 |
1,000 |
0.00% |
|
|
| 26 |
CITIGROUP INC |
71 |
1,000 |
0.00% |
|
|
