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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $7,504,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 130,121 1,893,000 25.23%
2 Commonwealth Equity Services, Inc 110,315 1,552,000 20.68%
3 Traynor Capital Management, Inc. 58,705 1,039,000 13.85%
4 MORGAN STANLEY 73,056 1,028,000 13.70%
5 AMERIPRISE FINANCIAL INC 32,496 457,000 6.09%
6 BANK OF AMERICA CORP /DE/ 23,347 328,000 4.37%
7 MSI Financial Services Inc 19,916 280,000 3.73%
8 WELLS FARGO & COMPANY/MN 16,577 233,000 3.11%
9 Raymond James Financial Services Advisors, Inc. 12,888 181,000 2.41%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,333 117,000 1.56%
11 UBS Group AG 8,112 115,000 1.53%
12 FIRST FINANCIAL CORP /IN/ 7,115 100,000 1.33%
13 ADVISOR GROUP, INC. 4,725 66,000 0.88%
14 ROYAL BANK OF CANADA 2,128 30,000 0.40%
15 Hudock, Inc. 2,051 28,000 0.37%
16 GENEOS WEALTH MANAGEMENT INC. 1,900 26,000 0.35%
17 JACOBI CAPITAL MANAGEMENT LLC 1,055 17,000 0.23%
18 IFP ADVISORS, INC 750 11,000 0.15%
19 PENSERRA CAPITAL MANAGEMENT LLC 167 2,000 0.03%
20 CITIGROUP INC 90 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.